Serina Therapeutics, Inc. · AMEX:SER

Serina Therapeutics — AgeX Therapeutics — Rodman & Renshaw Global Investment Conference 2019

33 slides from Serina Therapeutics's conference presentation, Sep 9, 2019

  1. Slide 1: Rodman & Renshaw Global Investment Conference

    NYSE American: AGE Rodman & Renshaw Global Investment Conference September 9, 2019

  2. Slide 2: Forward Looking Statements

    Forward Looking Statements The matters discussed in this presentation include forward looking statements which are subject to various risks, uncertainties, and other factors that could cause actual results to differ materially from the results anticipated. Such risks and uncertainties include but ar

  3. Slide 3: Mission

    Mission To target the largest and most rapidly-growing markets in medicine: Age-Related Degenerative Disease An advanced technology that reverses aging and induces regeneration in human cells and tissues AGEX THERAPEUTICS

  4. Slide 4: Significant Biotechnology Revolutions

    Significant Biotechnology Revolutions Recombinant DNA Technology Monoclonal Antibodies Regenerative Medicine AGEX. P THERAPEUTICS

  5. Slide 5: The Power of Pluripotency

    The Power of Pluripotency Key applications in age-related degenerative disease Uniform and infinitely-scalable product Enables precise genetic modification Off-the-shelf products 9 = Te ee rm ae | Mesoderm — AGEX. Pluripotent Stem Cells THERAPEUTICS .* Endoderm

  6. Slide 6: Pluripotency — The Competitive Edge

    Pluripotency — The Competitive Edge The >1000-fold complexity of cell types derived from hPS cells leads to unique challenges: Pluripotent Cells Activin A FGF2 TGFp3 * How manufacture with cGMP? * How produce allogeneic product? ¢ Identity - Lot-to-lot variability in composition * Purity — Contamina

  7. Slide 7: Proprietary Technologies

    Proprietary Technologies >400 patents & patent apps worldwide in pluripotency- based therapeutics: > PureStem® manufacturing technology AGEX THERAPEUTICS

  8. Slide 8: Universal PureStem™ Technology

    Universal PureStem™ Technology “od ” - _ < = = 2 Za a f sa Ss sas S 2 = SS cs zg ° — _ D> ~ i _ § Ja e — ~ =e © > =e = > < < <a => é = = =a Ss pesos 2 vi Get => T= < — 3 bs 2 tl — g ~ — > o> > => eas Z fi f zs & Purification o} ES Cells Differentiation desired cell type Problem of impurities ¥ Fy .

  9. Slide 9: Proprietary Technologies

    Proprietary Technologies > UniverCyte™ (HLA-C G fo mask rejection) technology of choice for cell-based therapies AGEX THERAPEUTICS

  10. Slide 10: UniverCyte™: HLA-G for Allogeneic Immunotolerance

    UniverCyte™: HLA-G for Allogeneic Immunotolerance * Inhibition of cytotoxicity * Inhibition of IFN-ysecretion Be * Inhibition of MICA/NKG2D activation # The primary role of HLA- NK cells * Inhibition of chemotaxis Gis to suppress maternal Hes, e7 : iii of anc eae space production Neutrophils Immune

  11. Slide 11: Value of the UniverCyte Allogeneic Products

    Value of the UniverCyte Allogeneic Products Classical biologics off-the-shelf business model Traditional Biologicals Nini Centralized Distributed Production =) Frozen => Point Of Care Facility Inventory -- = UniverCyte- Derived Cell Therapy Products AGEX, THERAPEUTICS a

  12. Slide 12: Proprietary Technologies

    Proprietary Technologies > HyStem matrix for stable engraftment AGEX THERAPEUTICS

  13. Slide 13: The Ideal Regenerative Platform

    The Ideal Regenerative Platform Twin Technologies: Cells & Matrix Pluripotent Cell- Based Therapeutics pat cf Et a i Pluripotent Stem Cells (PSCs) allow the manufacture of all young human cell types on an industrial scale PureStem-based purity AGEX THERAPEUTICS HyStem® Matrix Delivery 10° 10° 107 10

  14. Slide 14: Induced Tissue Regeneration (iTR™)

    Proprietary Technologies >» HyStem® matrix for stable engraft Induced Tissue Regeneration (iTR™) AGEX THERAPEUTICS

  15. Slide 15: iTR or “Partial Reprogramming”

    iTR or “Partial Reprogramming” TransTech Alert Transformational Technology EGS svgust 08, 2019 The Race for Age Reversal Heats Up Reversal of ageing- and injury-induced vision loss by Tet-dependent In Vivo Amelioration of Age-Associated Hallmarks by epigenetic reprogramming Partial Reprogramming Gra

  16. Slide 16: Reversing the Aging of Human Cells

    Reversing the Aging of Human Cells OK; ¢ ‘ Re & Reprogramming L’L? SY 2 oe SSS TRE (kb) Methylation Age A Data 77 p = 1e-14 —21.2 18 16 . . 7 Somatic Primary Tissue 14 2 - 74 E 40 = 61 A | ips - 5.0 - 42 e | ES - 3.6 ownononsd =~ -— NN m.age Regen Med 2010 May:5(3):345-63 AGEX THERAPEUTICS Genome Bi

  17. Slide 17: iTR Strategy

    iTR Strategy Twin Strategies in Development Load with Small Molecule Telomerase mRNA Cocktail (TR 1547) ReCyte1 EC Cell Line Exosomes In Vivo Applications vA AGEX. 3 THERAPEUTICS

  18. Slide 18: Drug-Based iTR

    Drug-Based iTR COX7A1 Pluripotent (off) alli Wi i AGEX-iTR1547 ae : Embryonic/ 1500 j Fetal Levels > | | | | | 500 = ij duit Hl AGEX a . THERAPEUTICS RFUs

  19. Slide 19: Maximizing Commercialization of the Platform

    Maximizing Commercialization of the Platform é . ® ' ~ Pluripotent : ae 4 = Stem Cells ; ] s | i . & [ se 0) = * |; * Ectopic Organoid-Based Therapeutics Drug Discovery Biomaterials 19

  20. Slide 20: Business Strategy

    Business Strategy Bailment of Master Cell Banks (MCBs) AGEX THERAPEUTICS

  21. Slide 21: Bailment of Master Cell Banks

    Bailment of Master Cell Banks Master Cell Banks AgeX retains ownership of MCB ae? = - Licensee owns derivative products fe gg ESS in defined fields of use @ - Royalty is not patent-based and gp” therefore runs into indefinite future Cellular Therapeutics - Results in potentially high NPV AGEX THERAP

  22. Slide 22: Business Strategy: Partnerships for non-core applications

    Business Strategy Partnerships for non-core applications >» Therapeutic use of ectopic organoids > Diverse biomaterials including exosomes >» Cytiva Il - Adult cardiac cells for drug testing AGEX THERAPEUTICS

  23. Slide 23: Business Strategy: Internal development

    Business Strategy a IVa Ii dult cardiac cells f rug tes Internal development of AGEX-BAT1, AGEX-VASC17, and Renelon AGEX THERAPEUTICS

  24. Slide 24: Brown Adipose Cells Regulate Metabolism

    Brown Adipose Cells Regulate Metabolism Maintenance S Weight Gain Weight Loss T2 Diabetes AGEX THERAPEUTICS

  25. Slide 25: Brown Adipose Cells Regulate Metabolism

    Brown Adipose Cells Regulate Metabolism a 70-5 d 405 ia 35 ie 80-4483) = P< 0.01 i & 504 ZF 94 b e xt S 257 3 404 5 ro} fo} 204 °° 8 304 5 5 S154 5 20-4 8 £ ma 1075 104 we 0-7 07 20s 30s 40s 50s 60- 20s 30s 40s 50s 60- Age Age Obesity (2011) 19, 1755-1760. doi:10.1038/oby.2011.125 AGEX a THERAPEUTIC

  26. Slide 26: AgeX-BAT1 Properties

    AgexX-BAT1 Properties Stained for Brown Adipocyte Marker Stem Cell Research & Therapy (2019) 10:7 Tissue-Sourced Brown Adipocytes PureStem Brown Adipocytes AGEX 26 THERAPEUTICS

  27. Slide 27: Obesity/T2D Market/Competition

    Obesity/T2D Market/Competition * 30MAmericans have diabetes’ 1:3 Americans will have diabetes by 2050 ¢ The global market for diabetes mellitus and obesity is set to rise from $70.8 billion in 2015 to $163.2 billion by 2022, at a strong compound annual growth rate of 12.7%, according to business int

  28. Slide 28: AgeX-VASC7 Purity

    AgeX-VASC7 Purity Monoclonal Endothelium CD31/VECAD/GFP-MV2-6 ~100% Purity < Jy) & Y, 2 ie a 2 “ : eo a GFP Endothelium (168 hrs) 5 8 4 Soy 107 10 10* 10° VECAD APC-A M@-CD3ttcells M-CD34tcells_m - TIEZ*cells ~~ 28 THERAPEUTICS

  29. Slide 29: Cardiovascular Market

    Cardiovascular Market > STrillion Market Worldwide American American Heart | Stroke Association | Association ‘$555 billion | $1.1 trillion The Cost Generators: Aging Baby Boomers AGEX i THERAPEUTICS

  30. Slide 30: Business Strategy: iTR through Reverse Bioengineering

    Business Strategy nd Renelor Induced Tissue Regeneration (iTR™) through the subsidiary Reverse Bioengineering, Inc. AGEX s THERAPEUTICS

  31. Slide 31: Anticipated Six Month Milestones

    Anticipated Six Month Milestones Partnerships: >» Therapeutic use of ectopic organoids > First commercial bailment of master cell bank > PureStem-derived biomaterials Finance Reverse Bioengineering, Inc. to advance iTR Complete development of Cytiva // Announce development plans for Renelon™, a rela

  32. Slide 32: Company Quick Facts and Executive Management

    Company | COMPANY QUICK FACTS Founded 2017 Contact Details: 965 Atlantic Avenue Alameda, CA 94501 Tel: +1 (510) 671-8370 Stock Listing NYSE American: AGE Market Cap (9/6/19) ~$100M EXECUTIVE MANAGEMENT Michael D. West, Ph.D. Chief Executive Officer Founder and first CEO Geron Corporation Gregory Bai

  33. Slide 33: Targeting the largest unmet medical needs in the US

    ¢ Targeting the largest unmet medical needs in the US: chronic degenerative diseases of aging ¢ Partnering the non-core commercial applications of pluripotency ¢ Early/widespread commercialization through bailment of UniverCyte master cell banks ¢ Internal development of AGEX-BAT1, AGEX-VASC1, Renel

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