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UBS (Irl) ETF plc - UBS S&P 500 ESG Elite UCITS ETF Accum USD — UBS — Investor Presentation (February 2024)
19 slides from UBS (Irl) ETF plc - UBS S&P 500 ESG Elite UCITS ETF Accum USD's investor presentation, February 2024
Slide 1: UBS Actively Managed Certificates (AMC) & UBS Actively Managed Swaps (AMS)
For intended recipient only. Not for EEA: For Professional Clients and Eligible further distribution. Counterparties only. This document is to be used for Switzerland: For Qualified Investors only. discussion and marketing purposes only. US: For use with institutional investors only. Not for use wit
Slide 2: Why UBS AMC & AMS?
Why UBS AMC & AMS? Operational Efficiency Quick Time-to-Market • Operational and administrative burden • Once portfolio advisor is onboarded, of running an investment strategy can portfolio can be setup and ready for be outsourced to UBS launch in a matter of days UBS AMC • UBS manages execution, co
Slide 3: Outsource investment strategy implementation to UBS
Outsource investment strategy implementation to UBS UBS AMC & AMS is a market-leading solution which alleviates the operational, administrative and economic burden of running an investment strategy. Portfolio Advisor Investor(s) Market Currency Corporate Execution Investor(s) Analysis Conversion Act
Slide 4: UBS AMC & AMS
UBS AMC & AMS Underpinned by a dedicated infrastructure and teams, strong track record and continuous improvement Overview Key Statistics • UBS has one of the longest track records in the industry for these types of • solutions, having executed the first UBS AMC solution in 2002. Since then, through
Slide 5: From analysis to execution
From analysis to execution Manage the full lifecycle of your investment strategy through one intuitive platform Structuring Services Execution Lifecycle Management • Insight on optimal delivery • Access extensive UBS execution • Regular corporate action mechanisms infrastructure and capabilities pro
Slide 6: Features & Design Parameters
Features & Design Parameters Integration of Multiple Features • UBS AMC & AMS combines multiple features under one roof, providing our clients with a seamless and consistent experience, regardless of investment style, asset class, overlay, execution price, return profile or wrapper • UBS AMC & AMS i
Slide 7: Overview of Delivery Mechanisms
Overview of Delivery Mechanisms UBS Notes & Certificates SPV Notes • Debt securities issued by UBS with • Debt securities issued by an SPV unique identifiers domiciled in either the Netherlands • Provide symmetric or asymmetric or Ireland exposure • SPVs are bankruptcy remote vehicles • Can be clear
Slide 8: Most Common Delivery Mechanisms for a UBS AMC
Most Common Delivery Mechanisms for a UBS AMC UBS AMCs are most often delivered as debt securities issued by either UBS AG or a Special Purpose Vehicle (SPV). The main features of these delivery mechanisms are provided below. UBS-issued AMC SPV-issued AMC Issuer • UBS AG (Zurich, London Branch or Je
Slide 9: Accessible Instruments & Asset Classes
Accessible Instruments & Asset Classes UBS-issued AMC & AMS SPV-issued AMC Equities • Global and regional/country benchmark indices • Developed markets stocks • Developed markets stocks • Emerging markets stocks • Emerging markets stocks • ETFs (restrictions may apply) • ETFs (physically replicated
Slide 10: UBS Quantitative Investment Strategies
UBS Quantitative Investment Strategies UBS AMCs can benefit from UBS in-house quantitative investment strategies by including customized indices. A list of UBS Market Beta Indices that have been implement via TPIAs are provided as below. Index Index Constituent Ticker Currency Description Administra
Slide 11: Execution Flow
Execution Flow Execution Flow Details & Features Example of UBS Execution Flow • Execution orders a UBS AMC & AMS can be submitted via the multi- award winning graphical user interface: UBS Neo AMC • UBS Neo AMC is intuitive and consistent across asset-classes – it Portfolio Advisor provides a singl
Slide 12: UBS NEO AMC: Award-winning Graphical User Interface
UBS NEO AMC: Award-winning Graphical User Interface Execution & • Convenient, powerful, user-friendly interface Screenshots from UBS Neo AMC • Portfolio advisors can see all their portfolios on single screen Rebalancing • Execution orders can be submitted directly in tool – consistency across asset
Slide 13: SPV-issued AMC: HARP Issuer plc
SPV-issued AMC: HARP Issuer plc HARP Issuer Plc • Irish Plc, incorporated on 21 November 2019 in Dublin for the issuance Location & of multi asset AMCs and other structured certificates Infrastructure • Qualifying company for the purposes of Section 110 of the Irish Tax Consolidation Act Investment
Slide 14: Frequently Asked Questions
Frequently Asked Questions What is the maximum trading frequency? What is the minimum size required? Typically execution/trading frequency is once to twice a week. The portfolio advisor can thus trade on any The minimum size required depends on the complexity of day, so in a highly volatile market t
Slide 15: UBS Best Execution Policy
UBS Best Execution Policy • Under the EU Markets in Financial Instruments Directive (MiFID), UBS is required to put in place an order execution and handling policy (MiFID order execution policy) and to take all reasonable steps to obtain the best possible result (best execution) on behalf of its cli
Slide 16: Disclaimer (1/3)
Disclaimer (1/3) This material has been issued by UBS AG and/or any of its affiliates ("UBS" and "we", "us"). The securities, derivatives or other financial instruments described herein ("Instruments") may not be eligible for sale in all jurisdictions or to certain categories of investors. This mate
Slide 17: Disclaimer (2/3)
Disclaimer (2/3) These materials may not be authorised by UBS for distribution in every country. Should these materials be authorized by UBS for distribution in your country, please see below for specific information applicable to your location. EMEA Europe Except as otherwise specified herein, thes
Slide 18: Disclaimer (3/3)
Disclaimer (3/3) APAC Hong Kong Materials relating to equities and other securities business and related research are distributed in Hong Kong by UBS Securities Asia Limited to professional investors. Materials relating to corporate finance, foreign exchange, fixed income products and other banking
Slide 19: Contacts
Contacts Trading Structuring Sales & Marketing Rehman Haroon Ahmad Chaudry Andres Schmitz Head of UBS AMC & AMS Trading, EMEA Head of AMC & AMS Structuring, Global Head of EMEA Execution & Solutions Sales rehman.haroon@ubs.com Head of Global Markets Structuring, APAC andres.schmitz@ubs.com +44 (0) 2