Vistagen Therapeutics, Inc. · NASDAQ:VTGN

Vistagen Therapeutics — Investor Presentation (June 2021)

34 slides from Vistagen Therapeutics's investor presentation, Jun 15, 2021

  1. Slide 1: VistaGen Therapeutics: A Visionary Approach to Mental Health Care

    oy VistaGen. THERAPEUTICS A VISIONARY APPROACH TO MENTAL HEALTH CARE oo

  2. Slide 2: Forward Looking Statements

    FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements involve known and unknown risks that are difficult to predict and include all matters that are not historica

  3. Slide 3: Company Highlights

    COMPANY HIGHLIGHTS Three innovative CNS drug candidates advancing in clinical development * Unique mechanisms of action * Therapeutic potential in multiple anxiety, depression and neurology markets + Lead candidate in NDA-enabling Phase 3 development for acute treatment of anxiety in adults with Soc

  4. Slide 4: Our CNS Pipeline

    OUR CNS PIPELINE PRODUCT CANDIDATE POTENTIAL INDICATIONS PRECLINICAL PHASE | PHASE I PHASE i Social Anxiety Disorder? TOA ast Trac desertion gonted Adjustment Disorder” PH94B Pre-procedural Anxiety (IMR)? Nasal Spray* Prso* Postpartum Anxiety® Panic Disorder” Major Depressive Disorder* PH10 Treatmen

  5. Slide 5: Social Anxiety Disorder

    SOCIAL ANXIETY DISORDER (Social Phobia) ONE OF THE MOST PREVALENT MENTAL HEALTH CONDITIONS IN THE U.S. EFFECTING AS MANY AS MILLION AMERICANS “More than Just Shyness" - Substantially Impacts Daily Living \®@@©0@22E— Meeting new people Presenting at work or school Public speaking Interviewing for a j

  6. Slide 6: Current Standard of Care for SAD Is Inadequate

    CURRENT STANDARD OF CARE FOR SAD IS INADEQUATE There is No FDA-Approved, Fast-Acting, Acute Treatment of Anxiety for Adults Suffering from SAD © x FDA-APPROVED NOT FDA-APPROVED (Prescribed Off-label) Antidepressants (2 SSRIs, 1 SNRI) Benzodiazepines, Beta Blockers Slow onset, require chronic adminis

  7. Slide 7: Benzodiazepines FDA Drug Safety Communication warning

    Benzodiazepines can be an important treatment option for treating disorders for which these drugs are indicated. However, even when taken at recommended dosages, their use can lead to misuse, abuse, and addiction. WARNING FDA Drug Safety Communication | September 23, 2020 “We are taking measures and

  8. Slide 8: PH94B for Social Anxiety Disorder

  9. Slide 9: PH94B for Social Anxiety Disorder

    PH94B FOR SOCIAL ANXIETY DISORDER Acute Treatment of Anxiety for Adults with Social Anxiety Disorder Odorless pherine nasal spray Unique MOA Microgram-level dosing Designed to be fast-acting (within 15 minutes) Non-systemic and non-sedating Well-tolerated in all clinical studies to date Met primary

  10. Slide 10: PH94B's Potential Mechanism of Action

    PH94B’S POTENTIAL MECHANISM OF ACTION “Action from a Distance” PH94B-induced anxiolytic effects appear consistent with the modulation of neural circuits involved in the pathogenesis of Social Anxiety Disorder Q Neurons in the limbic amygdala regulate fear and anxiety by modulating inhibitory neurotr

  11. Slide 11: PH94B Phase 2B Social Anxiety Disorder Study

    PH94B PHASE 2 SOCIAL ANXIETY DISORDER STUDY Public Speaking and Social Interaction Challenges * Phase 2B randomized, double-blind, placebo-controlled multi-center study (n=91) " Public speaking and social interaction challenges = Primary efficacy endpoint: Change in Subjective Units of Distress Scal

  12. Slide 12: Subjective Units of Distress Scale (SUDS)

    SUBJECTIVE UNITS OF DISTRESS SCALE (SUDS) Primary Efficacy Endpoint in Phase 2 and Phase 3 — 100 - Highest anxiety/distress that you have ever felt The SUDS measures the self-reported intensity of anxiety and/or distress in patients with SAD — 90 - Extremely anxious/distressed — 80 - Very anxious/di

  13. Slide 13: PH94B Phase 2B SAD Study — Public Speaking (n=91)

    PH94B PHASE 2 SAD STUDY — PUBLIC SPEAKING (n = 91) Minute-by-Minute SUDS Scores Visit 2 (Baseline/Placebo) Visit 3 (Treatment Phase) | PH94B Rapidly Reduced Anxiety in Response to a pt ‘m Piacebo group Public Speaking Challenge (@ PH94B group | mActive Placebo e., Ces g | Group Group 5 @ ris18 soup

  14. Slide 14: PH94B PALISADE Phase 3 Development Program

    PH94B PALISADE PHASE 3 DEVELOPMENT PROGRAM Acute Treatment of Anxiety for Adults with Social Anxiety Disorder Principal Investigator: Dr. Michael Liebowitz, Columbia University, New York Alignment with FDA that design of Phase 3 clinical studies to substantially mirror public speaking challenge in P

  15. Slide 15: PH94B for Acute Treatment of Anxiety in Adults with SAD

    PH94B FOR ACUTE TREATMENT OF ANXIETY IN ADULTS WITH SAD VistaGen’s Initial Goal: REPLACE ANTIDEPRESSANTS, BENZOS AND BETA BLOCKERS IN THE SAD TREATMENT PARADIGM WHICH HAS LACKED EFFECTIVENESS, SAFETY AND INNOVATION SUBSTANTIAL UNMET NEED EORAGUTE THERE RENT LS DIFFERENTIATED SAFETY v BENZOS RAPID-ON

  16. Slide 16: PH94B — Beyond SAD

    PH94B — BEYOND SAD Adjustment Disorder Sa, Pre-procedural PTSD Anxiety Postpartum Anxiety Panic Disorder V ) ( Z) VistaGen

  17. Slide 17: PH10 for Major Depressive Disorder

    PH10 FOR MAJORSDEPRESSIVE DISORDER

  18. Slide 18: Major Depressive Disorder (MDD)

    MAJOR DEPRESSIVE DISORDER (MDD) PRE — PANDEMIC IN- THE US GLOBALLY 17.3 264 MILLION MILLION Adults had at Least One Major People of All Ages Suffer from Depressive Episode? Depression? DURING THE PANDEMIC “Depression Has Skyrocketed During the COVID-19 Pandemic, Study Says” Ke) VistaGen.

  19. Slide 19: Current Standard of Care for MDD Is Inadequate

    CURRENT STANDARD OF CARE FOR MDD IS INADEQUATE ANTIDEPRESSANTS * Often do not work; slow to work — Initial ADT effective in 1 of 3 patients” — May take up to 6 weeks or more for antidepressant effects + Significant potential side effects — Anxiety, sexual dysfunction, insomnia, dizziness, nausea and

  20. Slide 20: PH10 for Major Depressive Disorder

    PH10 FOR MAJOR DEPRESSIVE DISORDER Potential Stand-alone Treatment for MDD Odorless pherine nasal spray ( Unique MOA ¢@ Microgram-level dosing Designed for rapid-onset antidepressant effects without systemic uptake and distribution Successful exploratory Phase 2A clinical study Well-tolerated in all

  21. Slide 21: PH10's Potential Mechanism of Action

    PH10’S POTENTIAL MECHANISM OF ACTION “Action from a Distance” Designed to not require systemic uptake and distribution with the goal of producing rapid-onset antidepressant effects Microgram-level dose (6.4 mcg) designed to engage specific nasal chemosensory neurons (NCNs) NCNs activate olfactory bu

  22. Slide 22: PH10 Showed Antidepressant Effects in MDD Patients

    PH10 SHOWED ANTIDEPRESSANT EFFECTS IN MDD PATIENTS PUBLISHED EXPLORATORY PHASE 2A STUDY = Phase 2A randomized, double-blind, placebo-controlled, parallel design POC clinical study (n=30) = 3.2 mcg or 6.4 mcg of PH10 or placebo given intranasally 2 times per day, every day for 8 weeks = Primary effic

  23. Slide 23: PH10 Phase 2A MDD Study (n=30)

    PH10 PHASE 2A MDD STUDY (n = 30) Hamilton Depression (HAM D) Score Reduction From Baseline g 50 8g & 75 § 5 00 6.4 microgram dose produced rapid-onset = and sustained antidepressant effects in = _ ace = 125 MDD patients with minimal side effects e § = -18.0 EI 3 = 7s: T T T T T T T T Week1 Week2 Wee

  24. Slide 24: PH10 U.S. Phase 2B Development Plan

    PH10 U.S. PHASE 2B DEVELOPMENT PLAN Major Depressive Disorder Principal Investigator: Dr. Maurizio Fava, Harvard University Randomized, double-blind, placebo-controlled, multi-center monotherapy study MDD patients with zero or 1 prior failure on a standard antidepressant Twice a day administration o

  25. Slide 25: PH10 — Beyond MDD

    PH10 — BEYOND MDD Treatment-resistant Depression @) *¥ Y G) Suicidal Ideation Postpartum Depression VistaGen Therapeutics — Copyright © 2021, Al Rights Reserved VistaGen

  26. Slide 26: AV-101 for MDD and Other CNS Disorders

    FOR FOR MDD AND OTHER ENS DISORDERS “an ao) Oe

  27. Slide 27: AV-101 for MDD and Other CNS Disorders

    AV-101 FOR MDD AND OTHER CNS DISORDERS

  28. Slide 28: AV-101's Potential MOA

    AV-101’S POTENTIAL MOA NMDA Receptor Pharmacology Oral Prodrug (4-Cl-KYN) Classic channel-blocking antagonists: 7-chlorokynurenic acid oO @ - Ketamine -ciRM) Ps + low adverse evens expected) “ oe Lanicemine Phencyclidine Ie) C) lA VistaGen. THERAPEUTICS

  29. Slide 29: AV-101 + Probenecid

    AV-101 + PROBENECID Recent Preclinical Data Demonstrate Substantial Increases in Rodent and Canine Brain Concentrations of 7-CIl-KYNA PROBENECID INCREASES 7-CL-KYNA BRAIN LEVELS PROBENECID INCREASES 7-CL-KYNA BRAIN LEVELS BY > 35-FOLD BY > 3.4-FOLD” 7-Ci-Kynurenic Acid ‘Concentraton (oh) oosae S8888

  30. Slide 30: AV-101 + Probenecid for Multiple CNS Disorders

    AV-101 + PROBENECID FOR MULTIPLE CNS DISORDERS Suicidal Ideation @) lepsy Ia VistaGen VistaGon Therapeutics — Copyright © 2021, Al Rights Reserved

  31. Slide 31: Experienced Team Leading Execution

    EXPERIENCED TEAM LEADING EXECUTION Positioning VistaGen for Near-Term Shawn K. Singh Ralph Snodgrass, Ph.D. Mark A. Smith, M.D., Ph.D. Ann Cunningham, MBA Jerrold D. Dotson, CPA het execute Offer President Che Scene ffieer Chet Mec Oficr (hie Commercial Ofer Chief Financial Ofer Jo.Cato,l, Ph.D. Mar

  32. Slide 32: Distinguished Clinical and Regulatory Advisors

    DISTINGUISHED CLINICAL AND REGULATORY ADVISORS Maurizio Fava, M.D. Thomas Laughren, M.D. _ Michael Liebowitz, M.D. Sanjay Mathew, M.D. Gerard Sanacora, Mark Wallace, M.D. Ph.D., M.D. Gale University | UCSanDiego ‘SCHOOL o MEDICINE Braaro EDA Ke) VistaGen

  33. Slide 33: Investment Highlights

    INVESTMENT HIGHLIGHTS VistaGen Therapeutics (NASDAQ: VTGN) Multiple innovative clinical-stage CNS drug candidates | Increasing clinical development momentum Numerous potential catalysts 2021 — 2023 LAN) Exploring additional ex-US partnership opportunities Strong Balance Sheet and Institutional Share

  34. Slide 34: VistaGen Therapeutics

    K@) VistaGen. THERAPEUTICS NASDAQ: VTGN IR@vistagen.com

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