Palisade Bio, Inc. · NASDAQ:PALI

Palisade Bio — Neuralstem — Investor Presentation (May 2013)

29 slides from Palisade Bio's investor presentation, May 23, 2013

  1. Slide 1: World Leader in Neural Stem Cell Science Corporate Overview

    World Leader in Neural Stem Cell Science Corporate Overview May 2013

  2. Slide 2: Safe Harbor Statements

    Safe Harbor statements under the Private Securities Litigation Reform Act of 1995 : This presentation contains forward - looking statements as defined in Section 27 A of the Securities Act of 1933 as amended, and section 21 E of the Securities Exchange Act of 1934 , as amended . Such forward - looki

  3. Slide 3: Overview: Industry Firsts, Platform Technology, Lead Products

    Overview Industry Firsts • Inventor of human neural stem cell technology is Karl Johe , Ph.D., Chairman and Chief Scientific Officer, while at NIH • First FDA - approved neural stem cell therapy trials for ALS & chronic spinal cord injury • First - in - class hippocampal neurogenic small molecule dr

  4. Slide 4: Neuralstem Technology – Cells Nurturing, Supporting and Rescuing Remaining Neurons

    Neuralstem Technology – Cells Nurturing, Supporting and Rescuing Remaining Neurons • Regionally specific CNS neural stem cells: brain and spinal cord • 9 U.S. p atents re - affirmed worldwide, 22 pending • cGMP manufacturing • Numerous cell therapy stem cell products • Fully characterized • Expanded

  5. Slide 5: Single Platform Technology, Two Programs, Multiple Indications

    Single Platform Technology, Two Programs, Multiple Indications Ischemic Spastic Paraplegia Amyotrophic Lateral Sclerosis Optic Neuritis Lysosomal Diseases Ischemic Stroke Alzheimer’s Disease Parkinson’s Disease Spinal Cord Injury Traumatic Brain Injury Huntington’s Disease Glioblastoma (Brain Cancer

  6. Slide 6: ALS – Amyotrophic Lateral Sclerosis

    ALS – Amyotrophic Lateral Sclerosis • NSI - 566 FDA Orphan Designation • No C ure • Unmet Medical Need: • Est. 30,000 Americans have disease at any given time (ALSA) • Est. 5,600+ people diagnosed each year in the U.S. (ALSA) • Est. n early 120,000 cases diagnosed worldwide each year (Int’l Alliance

  7. Slide 7: Neuralstem Technology – Cells Nurturing, Supporting and Rescuing Remaining Neurons

    Neuralstem Technology – Cells Nurturing, Supporting and Rescuing Remaining Neurons • Regionally specific CNS neural stem cells: brain and spinal cord • 9 U.S. p atents re - affirmed worldwide, 22 pending • cGMP manufacturing • Numerous cell therapy stem cell products • Fully characterized • Expanded

  8. Slide 8: Neuralstem Technology – Patented Delivery Device

    Neuralstem Technology – Patented Delivery Device 5 Midbrain Dopaminergic Spinal Cord Cholingergic Hippocampus GABAergic

  9. Slide 9: Neuralstem Technology – Patented Delivery Device

    Neuralstem Technology – Patented Delivery Device 5 Midbrain Dopaminergic Spinal Cord Cholingergic Hippocampus GABAergic

  10. Slide 10: Neuralstem ALS Patient Story: Ted Herada

    Neuralstem ALS Patient Story: TED HERADA - Patient 11 Surgery #11 (lumbar) - Reversed ALS Progression • 39 years old, ALS diagnosed 2009 • 1 st treatment March 2011 – lumbar (lower spinal cord) • 10 injections, bilateral, 100,000 cells per • 4 - hour procedure, therapy well - tolerated • Walking wit

  11. Slide 11: NSI-566 Human Proof of Concept, Safety, and Signs of Efficacy

    NSI - 566 Human Proof of Concept, Safety, and Signs of Efficacy • Successful , safe injection of neural stem cells • 15 patients, 18 surgeries • L umbar and/or cervical regions of spinal cords • No complications related to cell delivery • No toxicity related to cells • Definitive evidence of long -

  12. Slide 12: NSI-566/ALS Phase I Success: Proven Safe, Signs of Efficacy

    NSI - 566/ALS Phase I Success: Proven Safe, Signs of Efficacy Five of six ambulatory patients showed improvement or very slow progression of the disease post surgery ALS Functional Rating Scale – Revised ( ALSFRS - R) monitors changes in a patient over time with ten measures including speech , swall

  13. Slide 13: NSI-566/ALS Phase I Success: Proven Safe, Signs of Efficacy

    NSI - 566/ALS Phase I Success: Proven Safe, Signs of Efficacy Five of six ambulatory patients showed improvement or very slow progression of the disease post surgery ) ALS Functional Rating Scale – Revised ( ALSFRS - R) monitors changes in a patient over time with ten measures including speech , swa

  14. Slide 14: NSI-566/ALS Next Phase: Increase Dosage, Evaluate Efficacy and Safety

    NSI - 566/ALS - Next Phase: Increase Dosage, Evaluate Efficacy and Safety • U.S. Phase II expected to commence in second half of 2013 • Emory announced significant NIH grant to cover majority of Phase II trial cost • Pending FDA approval of new protocol; IND filed 4Q12; official Phase I completion d

  15. Slide 15: Spinal Cord Injury – Neuralstem Cells To Bridge the Gap

    Spinal Cord Injury – Neuralstem Cells To “Bridge the Gap” • Unmet Medical Need: • Approximately 840,000 SCI patients in the U.S. (NSCIA) • 10,000+ new spinal cord injuries each year in the U.S. (NSCIA) • 85% of SCI patients who survive first 24 hours are alive ten years later (NSCIA) • Affects nerve

  16. Slide 16: NSI-566/SCI Trials – Same Cells and Procedure

    NSI - 566/SCI Trials – Same Cells and Procedure • U.S. - NSI - 566/ cSCI Phase I Expected to Commence in 2 nd Half of 2013 • FDA approved trial in January 2013 • One - year Phase I completion goal ; trial study period ends six months post - surgery for each patient • Principal investigator: Keith Ta

  17. Slide 17: Ischemic Stroke

    Ischemic Stroke • Stroke is 4 th - leading cause of death in U.S. (NSA) • Stroke is a leading cause of adult disability (NSA) • Unmet Medical Need: • Est. 7,000,000 Americans have survived a stroke (NSA) • Est. 1,750,000 people in China alone, per year, survive a stroke • 87% of stroke cases are isc

  18. Slide 18: NSI-566/Ischemic Stroke – Rebuilding Neural Circuitry

    NSI - 566/Ischemic Stroke – Rebuilding Neural Circuitry and Promoting Repair and Recovery of Surviving Tissue • Combined Phase I / II Trial expected to commence in 1Q13 – approved September 2012 • Wholly owned subsidiary: Neuralstem China 神 脑生物医药公司 ( Suzhou Neuralstem Biopharmaceutical Company, Ltd.

  19. Slide 19: NSI Cell Therapy – Additional Applications

    NSI - 566 Cell Therapy – Additional Applications • Glioblastoma (Brain Cancer ) • Research program initiated with U.S. DOD funding: $1.6 M award • Preclinical: Developing and Engineering neural stem cell technology to express anti - cancer agents • Collaborator: John H. Zhang, M.D. Ph.D., Loma Linda

  20. Slide 20: First-in-class Neurogenic Small Molecule Drugs – Reverse Hippocampal Atrophy

    First - in - class Neurogenic Small Molecule Drugs – Reverse Hippocampal Atrophy • “War Fighter of the Future” DOD program, initial funding • Patented Novel Neurogenic Compounds • 100% owned for commercialization • Early mover advantage • NSI - 189: Lead Compound • R ecruit endogenous neural stem ce

  21. Slide 21: Major Depressive Disorder (MDD)

    Major Depressive Disorder (MDD) • NSI - 189 Lead Drug Candidate First Application • Challenging Medical Need: • Est. 14.8 million American adults (NIMH) • Leading Cause of Disability in U.S. for ages 15 - 44 (NIMH) • New Theory of How To Treat: • Brain physiology in the disease rather than brain che

  22. Slide 22: NSI-189/MDD – Phase Ib Escalated Dosing, Topline Data Expected 3Q13

    NSI - 189/MDD – Phase Ib Escalated Dosing, Topline Data Expected 3Q13 • Established drug safety in Phase Ia h ealthy volunteers : 41 volunteers received escalating doses of single oral administration (completed October 2011 ) • Psychiatric clinical trial consultant : Maurizio Fava, M.D., Slater Fami

  23. Slide 23: 12-Month Clinical Trial Catalysts

    1 2 - Month Clinical Trial Catalysts NSI - 566/ALS • Phase II U.S. Trial • NIH - major funding • Increased dosing, all cervical • Dual center, accelerated timeline • Data 6 months after final surgery • Orphan Status Designation • Est. 30,000 ALS patients, est. 5,600 diagnosed per year, U.S. • Phase

  24. Slide 24: Appendix

    Appendix • Management • Patents: Technology and Products • Proprietary Surgical Devices: Cell Therapy • Published Papers • World - Class Clinical Partners 23

  25. Slide 25: Management: Dedicated, Driven Team

    Management: Dedicated, Driven Team Karl Johe , Ph.D., Chairman of the Board and Chief Scientific Officer • Discovered and developed human neural stem cell technology, while at NIH • Successful neural stem cell therapy is career - long goal • Early work for four years as staff scientist at the NIH La

  26. Slide 26: Technology & Product U.S. Patents Issued and Reaffirmed Worldwide

    Technology & Product U.S . Patents Issued and Reaffirmed Worldwide • U. S. Pat. No. 8,236,299 (August 2012) • Transplantation of human neural cells for treatment of neurodegenerative conditions • U.S. Pat. No. 8,058,434 (November 2011) • Compositions to effect neuronal growth • U.S. Pat. No. 8,030,4

  27. Slide 27: Exclusive Worldwide Licenses: Breakthrough Cell Therapy Surgical Devices

    Exclusive Worldwide Licenses: Breakthrough Cell Therapy Surgical Devices • Spinal Platform and Floating Cannula • Proprietary breakthrough medical devices proven safe in 18 surgeries • New standard in industry and research community for intraspinal procedures • Designed by ALS trial neurosurgeon, Ni

  28. Slide 28: Published Papers

    Published Papers • Long - Distance Growth and Connectivity of Neural Stem Cells after Severe Spinal Cord Injury. • Paul Lu, Yaozhi Wang, Lori Graham, Karla McHale, Mingyong Gao , Di Wu, John Brock, Armin Blesch , Ephron S. Rosenzweig , Leif A. Havton , Binhai Zheng , James M. Conner, Martin Marsala

  29. Slide 29: World-Class Clinical Partners

    World - Class Clinical P artners • NSI - 566/ALS Trial Clinical Investigators: • Principal Investigator: Eva L. Feldman, M.D., Ph.D., Professor of Neurology & Director A. Alfred Taubman Medical Research Inst. of the University of Michigan Medical School; President of American Neurological Assn. • Si

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