Surya Roshni Limited · NSE:SURYAROSNI
Surya Roshni — Corporate Professionals — Investor Presentation (September 2019)
27 slides from Surya Roshni's investor presentation, Sep 19, 2019
Slide 1: A Web Based Solution to Monitor Insider Trading
A WEB BASED SOLUTION TO MONITOR INSIDER TRADING 9/19/2019
Slide 2: About the Software
ABOUT THE SOFTWARE INSILYSIS is a web – based comprehensive solution especially designed for catering all the requirements of corporates arising under SEBI (Prohibition of Insider Trading) Regulations, 2015. The Application is developed through continuous and deliberate efforts and commitment of exp
Slide 3: Issues Involved in Insider Management
ISSUES INVOLVED IN INSIDER MANAGEMENT Dealing & Processing huge databank of insiders both inside and outside the organization Data Processing Documents originating from insiders like incoming mails, disclosures, documents, records etc. need to be preserved Document Capture Receipt & Distribution Dis
Slide 4: Issues Involved in Insider Management
ISSUES INVOLVED IN INSIDER MANAGEMENT Filing, Indexing, Searching documents of various persons over different reporting period takes significant time Filing, Search, Retrieval Capturing, developing and sharing organization knowledge and external information Knowledge Management Integration of Inform
Slide 5: Issues Involved in Insider Management
ISSUES INVOLVED IN INSIDER MANAGEMENT • Compliance of policies, procedures • Maintenance of records • Monitoring Filing, Search, of trades implementation of the codes • Monitoring Retrieval adherence to rules for preservation of UPSI High Responsibility of Compliance Officer Mandatory requirement of
Slide 6: Solutions Offered
SOLUTIONS OFFERED Filing, Search, Retrieval High Responsibility of Knowledge C Management Security of Integration of Database Information
Slide 7: Functionalities
FUNCTIONALITIES Filing, Search, Retrieval High Responsibility of OF Knowledge C Management Integration of Information
Slide 8: Functionalities
Functionalities Structured Digital Database and recording of UPSI 1 • • Recording of Name, PAN, and other requisite details of the persons with whom UPSI is shared. Filing, Search, Retrieval Recording of other preliminary data of Company, its Employees and its External High Responsibility of Parti
Slide 9: Functionalities
Functionalities Trading window management Filing, Search, • Direct management of Trading 3 • Window period and its closure thereof. Retrieval Alerts and notificationsHigh of Trading Window closure. Responsibility of Knowledge Compliance Officer • Customized mails for each event triggering Trading
Slide 10: Functionalities
Functionalities Analytics and Reports • 5 • • • List of Designated Persons and their immediate relatives. Trading Window History Report on the UPSI Shared Filing, List of Pending Transactions Search, and education institutions) (past employers Retrieval High Responsibility of Knowledge Compliance Of
Slide 11: Quick Glance of the Software
Quick Glance of the Software Total Disclosure Filled Initial ‘Periodic ‘Continual #s Corporate Information ‘During Month October, 2019 2 G@ Dashboard © Capital Details . . During Year 2019-20 2 # Subadmin Permission 2 Designated Person & Insider Details Exceptional Report Designated Person (No.) Per
Slide 12: Quick Glance of the Software
Quick Glance of the Software © Corporate Action & Reports Initial Periodic (Continual x 3] @ Logs a ee ee During Month October, 2019 2 ® Upload NDA uring Yea vo1eza ; © Upload Excel © System Settings Deciaesser Pereert (Wer) Personal acta Updated | egucational Details Updated (No) | Past Soo Guar Up
Slide 13: Highlights
Highlights Detailed Recording of UPSI for Integration with Group Companies audit trail Trade Window Management Separate Admin, Sub-Admin & User Interface Structured Database Management Sub – Admin facility for delegation of checks by Compliance Officer In – built Mailbox Bulk Uploading of Data Auto
Slide 14: Highlights
Highlights Cross verification with BENPOS Strong System Controls Live Share Price Window Encryption of Critical Data Daily Alerts and reminder MIS Report messages for pending actions ‘n’ number of Logins available Customization of NDAs Negative Confirmations for Log of Confirmations for evidence rec
Slide 15: Application System Controls
Application System Controls SYSTEMIZING INSIDERS
Slide 16: Access Controls
Access Controls User Access Management Access to Registered Users only and de-activation of Unauthorized Users Documentation of User info SYSTEMIZING INSIDERS Pre-registered Admin Sub – Admin users and the insider users set by Admin Sub – Admin access linked with role privilege
Slide 17: Access Controls
Access Controls User Password Management Mandatory usage of strong passwords to maintain confidentiality The passwords to be set has to meet certain specifications like strength, length, non repetition etc. auto-generated SYSTEMIZING INSIDERS Allocations, storage, revocation, and reissue of password
Slide 18: Input Controls
Input Controls Limit Check against predefined limits to avoid input error Valid Code Check against predetermined transaction codes to provide valid input SYSTEMIZING INSIDERS Arithmetic Checks to validate the result of computations Cross Checks with Input made in different filed to see that the resu
Slide 19: Data & Database Security Control
Data & Database Security Control Data Encryptions of Crucial data i.e. PAN , De-mat account number, account details, email id and more Using of stored procedure to avoid the SQL - Injection to prevent the data loss or data hacking Using of n-tier architecture to prevent SYSTEMIZING SQL-injection INS
Slide 20: Data & Database Security Control
Data & Database Security Control Strong Password for users based on 8 digit mix of alpha, numeric, special, mixed case on random generations Active Directory Login to manage the user details Code/SQL injection with use of compile SYSTEMIZING code and stored procedure we try to INSIDERS avoid the inj
Slide 21: Pre-requisites to Application: System Software
Pre – requisites to Application System Software Requirements 1 Frame Work: Net 4.0 or latest version 2 Database: MS SQL Server 2012 or any upward version 3 IIS: IIS 7.0 or above with SMTP Rights: Server should have administrative rights to install & updates 4 Operating Systems: Window server 2012 or
Slide 22: Pre-requisites to Application: System Hardware
Pre – requisites to Application System Hardware Requirements Processor RAM Disc Space M R M R M R i3 dual i5quad 4 GB (32 8 GB (32 100 GB 200 GB core, 5th Core ,5th Bit) or 8 Bit) or 16 Gen. Gen. GB (64 GB (64 M : Minimum Processor Processor Bit) RAM Bit) RAM R : Recommended 2.9 GHz or 2.9GHz or fas
Slide 23: Other Services Offered by Us
Other services offered by us Compliance Management Insider Law Disclosures Opinions and Legal Advisory Representations Training and Audit Workshops Drafting of Codes and Policies
Slide 24: Our Clientele of Insilysis & Insider Law Services
Our Clientele of Insilysis & Insider Law Services
Slide 25: Other Value Added Products
Other Value Added Products A Web based comprehensive solution for ESOP management
Slide 26: Corporate Professionals Group Overview
is a group of highly skilled, research oriented and dedicated professionals with unique consulting background that offers world class multi-disciplinary legal, financial and business advisory services. Over the period, the Group has emerged as an innovative leader in delivering corporate advisories
Slide 27: For more details, please visit
For more details, please visit: www.corporateprofesssionals.com Our offices : Delhi Office D-28, South Ex., Part-I, New Delhi-110049, T: +91 11 40622231 M:+91 9971673332 E: info@indiacp.com Contact details: Mumbai Office Ms. Mohini Varshneya 301, Mastermind-1, Royal Palms Estate, Aarey Colony, Goreg
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