Northwest Biotherapeutics, Inc. · OTC:NWBO

Northwest Biotherapeutics — I-O Summit 2018

21 slides from Northwest Biotherapeutics's conference presentation, Aug 29, 2018

  1. Slide 1: DCVax: Clinical Development of Dendritic Cell-Based Immunotherapy for Cancer

    DCVax® Clinical Development of Dendritic Cell-Based Immunotherapy for Cancer Boston, August 29, 2018 Marnix L. Bosch, MBA, PhD Chief Technical Officer Northwest Biotherapeutics

  2. Slide 2: Disclaimer

    Disclaimer Certain statements made in this presentation are “forward-looking statements” of NW Bio as defined by the Securities and Exchange Commission (“SEC”). All statements, other than statements of historical fact, included in this presentation that address activities, events or developments tha

  3. Slide 3: What are Dendritic Cells (DCs)

    What are Dendritic Cells (DCs) Dendritic cells (DCs) are antigen-presenting cells, that are required for the induction of an antigen-specific (adaptive) immune response, through cell- to-cell contact (CD80, CD86) and through soluble factors (cytokines). 3

  4. Slide 4: How to obtain DCs?

    How to obtain DCs? 1. Directly from the blood: 1- 5% of blood white cells are DCs – The presence of specific markers allow one to isolate these cells – The condition of these cells is dependent on patient pre-treatment 2. From the bone marrow – CD34+ stem cells in the bone marrow can be converted to

  5. Slide 5: DCVax Potentially Applicable to All Types of Solid Tumors

    DCVax Potentially Applicable to All Types of Solid Tumors Indication Product / Composition Lead Program Administration All Operable DCVax®-L Monocyte-derived DCs + Brain cancer Solid Tumors full set of tumor antigens 331-patient Phase III trial underway1 Intra-dermal from tumor tissue sample shot in

  6. Slide 6: DCVax-Direct for Inoperable Solid Tumors Program Update

    DCVax®-Direct for Inoperable Solid Tumors Program Update

  7. Slide 7: Key Points

    Key Points  DCVax-Direct uses a unique and proprietary manufacturing approach that dramatically increases cytokine levels  The amounts of cytokines produced (e.g. IL-8, Il-12, TNFα) unexpectedly correlate with survival in a Phase I trial  IL-8: broad acting cytokine  IL-12: essential in mediatin

  8. Slide 8: DCVax-Direct

    DCVax-Direct • DCVax-Direct is comprised of partially activated, autologous dendritic cells for intra-tumoral injection – Partially activated DC retain the capability to take up antigen, and are irrevocably committed to full maturation • In preclinical work, optimally activated DC were meaningfully

  9. Slide 9: DCVax-Direct – Automated Manufacturing

    DCVax-Direct – Automated Manufacturing GM-CSF BCG+IFN γ Product Release Sterility, potency Leukapheresis TFF purification DC culture Treatment

  10. Slide 10: Advantages of the DCVax-Direct system

    Advantages of the DCVax-Direct system • The system initially produces fully immature DC – Consequentially, one has full control over the DC activation process • The potency of the produced DC, e.g. measured through cytokine production, is enhanced Donor 1 Donor 2 Donor 3 Donor 4 Donor 5 • Will this

  11. Slide 11: DCVax-Direct Mechanism of Action

    DCVax-Direct Mechanism of Action DCVax-Direct DCs may attack the tumor in three ways: - Direct killing of tumor cells - Induction of a systemic anti-tumor immune response - Rendering the tumor microenvironment more conducive to immune attack  DC-produced cytokines may play a role in all three postu

  12. Slide 12: DCVax-Direct -- Mechanism of Action

    DCVax-Direct -- Mechanism of Action Change of the Tumor Microenvironment Induction of Necrosis (“cold” to “hot” conversion) Day 0 CD4 CD8 Day 7 Induction of cytotoxic T cells Induction of PD-L1 12

  13. Slide 13: Long Tail of Durable Outcomes: DCVax-Direct Phase I Trial

    Long Tail of Durable Outcomes: DCVax-Direct Phase I Trial; 13 Cancers Pancreas NET Pancr Melanoma Melanoma NET Lung Ovarian mCRC Sarcoma Lung NET Sarcoma Bladder Bile duct Pancreas Breast mCRC Sarcoma Sarcoma Sarcoma Sarcoma Sarcoma mCRC Melanoma Melanoma Sarcoma Alive Pancreas Sarc Desmo Poorly dif

  14. Slide 14: Cytokine Production and Survival

    Cytokine Production and Survival Patients whose DCs produced higher levels of cytokines during the manufacturing process had better survival outcomes • IL-8: mOS of 24 months vs 10 months • IL-12: mOS of 22 months vs. 10 months IL-8 IL-12 p40 p=0.016 p=0.029 TNFα p=0.081 >median <median

  15. Slide 15: Stable Disease and Survival

    Stable Disease and Survival Patients with stable disease (SD) at week 8 Patients with higher TNFα levels (left panel, dashed line) live longer than had a greater likelihood of having SD patients with progressive disease (solid (solid bars) at week 8 line): mOS of 22 months vs. 8.8 months. (ng/ml)

  16. Slide 16: Phase I Trial: Actual vs. Predicted Survival

    DCVax-Direct Phase I Trial: Actual vs. Predicted Survival • Patients in the DCVax-Direct Phase I trial had exhausted other treatment options • For such patients, several methods can be used to predict survival (e.g., RMH Score, MDACC Score, neutrophil – lymphocyte ratio) • Using the MDACC Score (Whe

  17. Slide 17: Survival: Actual minus Predicted

    Survival: Actual minus Predicted Pancreas NET Pancr For each patient, Melanoma NET Lung the predicted survival Ovarian time was subtracted mCRC Melanoma from the observed Sarcoma NET survival time Lung and the results are Bladder Bile Duct plotted. mCRC Pancreas Sarcoma Breast Sarcoma Sarcoma Sarcom

  18. Slide 18: Phase I Trial: Excellent Safety Profile

    DCVax-Direct Phase I Trial: Excellent Safety Profile • >140 treatments administered to 40 patients in Phase I trial • 4 SAEs “related” or “possibly related” to DCVax-L treatment – Fevers (n=2), fever and chills (n=1), systemic inflammatory response syndrome (n=1) • Most patients developed mild to mo

  19. Slide 19: Phase I Trial: Key Observations

    DCVax-Direct Phase I Trial: Key Observations • Activated DC can be safely administered intra-tumorally in patients with unresectable solid tumors • Early T cell infiltration demonstrates modulation of the tumor microenvironment by the injected DC to allow influx of pre-existing anti- tumor T cells •

  20. Slide 20: Phase I Trial: Key Observations (cont.)

    DCVax-Direct Phase I Trial: Key Observations (cont.) • 28% of patients show long term survival (≥24 months) • DC quality, defined either phenotypically or by the production of soluble factors, is predictive for survival • The noted correlations between cytokine/chemokine production and survival supp

  21. Slide 21: Acknowledgments

    Acknowledgments MD Anderson Cancer Center Northwest Biotherapeutics Dr. Vivek Subbiah Meghan Swardstrom Dr. Ravi Murthy Linda Powers Dr. Robert Brown Dr. Mary McGuire Cognate Bioservices Mike Stella Orlando Health Lori Noffsinger Dr. Omar Kayaleh Kyle Hendricks Deepthi Kolli UCLA Robert Morris Dr. R

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