Ubs Group Ag · SIX:UBSG
Ubs — ESG Presentation (March 2021)
23 slides from Ubs's sustainability presentation, Mar 11, 2021
Slide 1: Sustainability at UBS
Sustainability at UBS
Slide 2: Important information
Important information Fea ekg Sts Thera cas stenot bat ae we weingsatene” haan et it raat encase one wo Ineo sete ss rau tsa Sos anhyothe wtcene eset ascent sgertatesnarcr Gs wanes tebe sm ‘tncrinsnganmotsnpenuiSsregmrs ws epaney comer be mat et» ia pratense anon ‘Ecbenteyfonccontn teruccrc cats ren
Slide 3: Sustainability strategy
Sustainability strategy > Our commitment; > Our ambition: > Our climate strategy: UBS ‘We want ob te tinal provider of chic for dents who with to mobile capital towards the adieement ofthe 17 Surtanble Gavlopment Goals andthe ode anton tos low caon eam, SE bbesleden BE Noma chert egrets Te be anindu
Slide 4: Achievements, progress and goals
Achievements, progress and goals 2 ts Goal alec) se oe
Slide 5: Sustainability governance structure (as of 31.12.20)
Sustainability governance structure (as of 31.12.20) ‘ans Ie Oona of JS Gy ten alan a a ee ep afar an Cemporate Culture and onion ues Say "pote seo iat a aa co. a Secor OP T Ga CEO sna eae Sc ake oa ew hn, Pate al thea ‘Group Creautve Beare Cite na esserobty Conte CR. eat Sra Negara Stas Wa: SLY, Co
Slide 6: Climate Strategy
Climate Strategy Protecting our own assets Etsy cms ek dough ses ting nt redicg open fo caben ted wes Protecting our clients’ assets Heng cet ses and manage climate eed sk {ed engaging wth tana carton date opie Mobilizing capital Sugering the warn 9 a lw<atton canary by eli pve Sd westerly Reducing
Slide 7: Actively contributing to a lower carbon society - decarbonizing across the firm
Actively contributing to a lower carbon society - decarbonizing across the firm Corporate lending Asset management ur own operations > Low and continuously reducing > Founding signatory of the Net Zero > Targeting net zero scope 1 &2 exposure to carbor-eated assets Asset Managers lative emissions by
Slide 8: Climate-related lending standards
Climate-related lending standards Climate elated standards the energy and tis setrs ap (oppeet ii pchanted deca peanetolapebatar ares ep eee rs ee ‘aidiind > cantrnicg ‘Wo fnancng wher the sated we of proceeds is for greefel thera coal ines sl Contnung to severely est lending and captal ating tothe
Slide 9: Transparency on our climate strategy — climate-related metrics (TCFD)
Transparency on our climate strategy — climate-related metrics (TCFD) cient at _ ay =e === ee = = eae a <a er % ei Sesecenstereaa x — ceeeeneae ey a zt ee eae Teac a oppo & aoe a & & é 2 a a — So ee 2 2 aoe Sergent os" apse oe reer - —— ese eee aa i ae a ——— — ad a begining 0 rm somone oe natin ns e
Slide 10: Transparency on our climate strategy — exposure to climate-sensitive sectors (TCFD)
Transparency on our climate strategy — exposure to climate-sensitive sectors (TCFD) Us coportendngto eimatesentve sexton 2022 ines i ci i sm hel dd i ane ioraegas semen. eae = a % 3 7 = Ss u ie a6 ve a st Ht ie rH a a 2 u AB Se scien
Slide 11: Continued growth in sustainable investing assets
Continued growth in sustainable investing assets lnvenedacete ‘Sratnaaree 228 apaen-asanabiy fos BUDS weiner nk it ott nt 2020 Yer oe os 20162020 CAGR os ow
Slide 12: 2020 was a pivotal year for sustainable finance at UBS
2020 was a pivotal year for sustainable finance at UBS Sustainable investments preferred for GWM clients investing globally QwMsPRC 10% Smut trandateinvestedarete 2080, Stn 3219 31.1220 SUBS. wr corn Extended suite of Climate Aware strategies in Asset Management AM dinate ate invested ets 30 3219 15
Slide 13: Driving forward the group diversity, equity and inclusion agenda
Driving forward the group diversity, equity and inclusion agenda Stes votes 2025 ambitions ieee er manne eee Gender through bring, promotions and retention and continue leadershp in key gender diversty rankings, of, Female representation 30% at Director+ ranks: ae face and ote rte pant de hc het ene
Slide 14: Continued focus on operational risks
Continued focus on operational risks Operational resilience during COVID-19 >” Contruedo seve dents without material pact on business Employee conduct isa central consideration in the annual compensation process > Incentive schemes dstinguth deal between quantitate performance and cenduct lated beha
Slide 15: Robust Cyber and Information Security (CIS) program
Robust Cyber and Information Security (CIS) program (CIS governance structure (Cyber &infoemation Secuty Governance Bote Co-chared by Group COO & Group Head Complance,Regustay 8 Governance > Senor Ercuives cos albus dvsone and conti unions > verse ls Governance Feammerk > Dav cs aecountabty actos th
Slide 16: External awards and recognition
External awards and recognition Bow tones CDP Msc Sustainability Award Sustainability Indices 7 FSG 3ATINGS pessoas nals ap Gopal (edema of 015 ‘ond an ope at FISEAGood - =] ara een pest in Irene pete miporiy (SL LISS“ ome nla tly our peee (eet ana ont srs CEARE WINNER UBS wo
Slide 17: Appendix
Appendix UBS
Slide 18: Our long history in sustainability
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Slide 19: Climate risk heatmap
Climate risk heatmap -Hoatmap of climate senate sector expose 1 oor _—— — ge ont imme" $60WS. we mci cenenin nee tenet ee nan
Slide 20: Our approach to tax matters
Our approach to tax matters UBS is committed to acting in a socially responsible manner with respect to both its own tax position and that of is clients UBS Code of Conduct and Ethics Wie pay and report al taxes coe. We eportinformation ‘lating to our wn ta postion ad tat of our cents and plaees as
Slide 21: Our standards — overview (environmental and social risk policy framework)
Our standards — overview (environmental and social risk policy framework) Controversial activities Weal ot do busness > UNESCO word hentage ster Weta onthe Raza ist > Erlanger sees High conservation value forests > eal fre > teallogsing > Chidlaber > Feced abor > Indigenous peoples rights > Conover
Slide 22: Key terms and definitions
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Slide 23: SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized. UBS Group AG By: _/s/ David Kelly_______________ Name: David Kelly Title: Managing Director By: _/s