Workiva — Control Self-Assessments webinar (November 2016)

9 slides from Workiva's conference presentation, Nov 3, 2016

Slide 2: Questions
Questions
Slide 3: Today’s Presenters
Today’s Presenters Ernest Anunciacion CIA, Senior Product Marketing Manager Workiva Frankie Oakeshott Subject Matter Expert Workiva
Slide 4: History of Control Self-Assessments
History of Control Self-Assessments • Originated in 1987 to assess the effectiveness of risk management and control processes • What is a control self-assessment (CSA)? • A technique that allows managers and work teams directly involved in business units, functions, or processes to participate in as
Slide 5: Benefits of Control Self-Assessments
Benefits of Control Self-Assessments • Clear line of accountability for controls • Reduces the risk of fraud • Results in an overall, lower risk profile for the organization
Slide 6: Performing Control Self-Assessments
Performing Control Self-Assessments • Document an organization’s control processes • Identify ways to measure or test controls • Two main formats for performing CSAs • Workshops • Surveys/questionnaires
Slide 9: Contact Us
Contact Us For more information: • Phone: 888.275.3125 • Email: webinars@workiva.com • Website: workiva.com The contents of this presentation are confidential. Copyright © 2016 Workiva.