Fidelity Global Investment Grade Bond ETF Series L Trust · NEO:FCIG

Fidelity Global Investment Grade Bond ETF Series L Trust — Fidelity Investments Canada ULC — Fidelity FOCUS 2022 Scottsdale

20 slides from Fidelity Global Investment Grade Bond ETF Series L Trust's conference presentation, October 2022

  1. Slide 1: Canadian regulatory landscape

    Canadian regulatory landscape Andrea Rigobon Director, Procurement and Senior Legal Counsel October 2022 1 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  2. Slide 2: Agenda

    Agenda 1. Client focused reforms 4. Titles 2. New self-regulatory organization 5. Capital markets modernization 3. Total cost reporting 2 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  3. Slide 3: Client-focused reforms

    Client-focused reforms 3 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  4. Slide 4: Enhancements to KYC – Now in force

    Client-focused reforms Enhancements to KYC – Now in force How much information do I need to collect? 4 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  5. Slide 5: Enhancements to KYC – Now in force

    Client-focused reforms Enhancements to KYC – Now in force What is a meaningful interaction? 5 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  6. Slide 6: Enhancements to KYP – Now in force

    Client-focused reforms Enhancements to KYP – Now in force What do I need to do to satisfy this obligation 6 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  7. Slide 7: Enhancements to Suitability – Now in force

    Client-focused reforms Enhancements to Suitability – Now in force How many securities do I need to compare? 7 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  8. Slide 8: Enhancements to Suitability – Now in force

    Client-focused reforms Enhancements to Suitability – Now in force Can I rely on information from fund manufacturers? 8 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  9. Slide 9: Enhancements to Suitability – Now in force

    Client-focused reforms Enhancements to Suitability – Now in force What does it mean to put the client’s interests first? 9 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  10. Slide 10: New self-regulatory organization

    New self-regulatory organization 10 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  11. Slide 11: The New Self-Regulatory Organization (SRO)

    The New Self-Regulatory Organization (SRO) IIROC and MFDA Board of directors New interim rule book amalgamation on track announced published for comment – for December 2022 reduce regulatory burden for dual-platform dealers 11 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE O

  12. Slide 12: Total cost reporting

    Total cost reporting 12 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  13. Slide 13: Total cost reporting

    Total cost reporting • Joint consultation with insurance (CCIR) and securities (CSA) regulators New definition: Fund Expense Ratio (FER) = MER + TER CSA proposes to include FER % on quarterly account statements Total aggregated dollar value of fund expenses on annual report of Charges and Other Comp

  14. Slide 14: Titles

    Titles 14 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  15. Slide 15: Title legislation

    Title legislation In force Passed Consulting SK ON QC NB 15 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  16. Slide 16: Titles

    Titles • Legislation to regulate titles came into force in Ontario on March 28, 2022 • Need approved credential to use “financial advisor” or “financial planner” title • The Financial Services Regulatory Authority (FSRA) has approved certain credentials © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882

  17. Slide 17: Capital markets modernization

    Capital markets modernization 17 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  18. Slide 18: Capital markets modernization

    Capital markets modernization Legislation published to enhance OSC governance structure and expand OSC mandate Review of issue of tied selling, access to bank shelves and sales practices for proprietary funds 18 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  19. Slide 19: Questions?

    Questions? 19 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

  20. Slide 20: Thank you!

    Thank you! 20 © 2022 FIDELITY INVESTMENTS CANADA ULC 1023882-v2022927 FOR ADVISOR USE ONLY

Fidelity Investments Canada ULC — Fidelity FOCUS 2022 Scottsdale on 6ix