Rocket Pharmaceuticals, Inc. · NASDAQ:RCKT

Rocket Pharmaceuticals — Investor Day (December 2020)

41 slides from Rocket Pharmaceuticals's investor day presentation, Dec 7, 2020

  1. Slide 1: ASH 2020: Investor & Analyst Event

    ASH 2020: Investor & Analyst Event December 7, 2020 SEEKING GENE THERAPY CURES 1

  2. Slide 2: Participants

    Participants Gaurav Shah, MD Maria Grazia Roncarolo, MD Chief Executive Officer and President, Professor in Stem Cell and Regenerative Medicine; Rocket Pharmaceuticals Professor of Pediatrics, Medicine; Co-Director of the Institute for Stem Cell Biology and Regenerative Kinnari Patel, PharmD, MBA Me

  3. Slide 3: Agenda

    Agenda • Opening Remarks 1 • Claudine Prowse, PhD—SVP, Strategy & Corporate Development • RP-L102: Fanconi Anemia 2 • Gaurav Shah, MD—Chief Executive Officer & President • RP-L301: Pyruvate Kinase Deficiency 3 • Jonathan Schwartz, MD—Chief Medical Officer & Clinical Development, SVP • RP-L201: Leuko

  4. Slide 4: Important Information

    Important Information Cautionary Statement Regarding Forward-Looking Statements Various statements in this release concerning Rocket’s future expectations, plans and prospects, including without limitation, Rocket’s expectations regarding the safety, effectiveness and timing of product candidates th

  5. Slide 5: RP-L102: Fanconi Anemia

    RP-L102: Fanconi Anemia rocket

  6. Slide 6: What is Fanconi Anemia (FA)?

    What is Fanconi Anemia (FA)? • FA: a rare genetic DNA repair disorder • Background: mutations in FANC family of genes which are involved in DNA repair DNA double- Fanconi anemia complex • FANCA mutations: 60-70% of cases strand B C DNA break A M repaired F E L • Disease Sequelae: Birth defects, deve

  7. Slide 7: FANCOLEN-I: Proof of Concept & Key Takeaways

    FANCOLEN-I: Proof of Concept & Key Takeaways • Study utilized academic “Process A” • 9 pediatric patients1 have been treated (enrollment complete) • Patients had varying degrees of bone marrow health at baseline and received a wide range of drug product CD34+ cell numbers and VCN • Favorable engraft

  8. Slide 8: Potential to Correct Bone Marrow Defect Without Conditioning to Prevent Hematologic Failure

    Potential to Correct Bone Marrow Defect Without Conditioning to Prevent Hematologic Failure Gene Therapy Value Proposition: • Potential to correct blood & bone marrow defect without conditioning • GTx implemented as preventative measure to avert bone marrow failure; BMT is indicated for patients in

  9. Slide 9: RP-L102 Pivotal Clinical Trials and Outcome Measures

    RP-L102 Pivotal Clinical Trials and Outcome Measures RP-L102 Studies Non-randomized, open label studies: US Phase 1, US Phase 2, and EU Phase 2 (FANCOLEN-II) CMC/Drug Product “Process B” includes cell enrichment, transduction enhancers, commercial-grade vector and modified cell processing Inclusion

  10. Slide 10: RP-L102 Treated Study Patients

    RP-L102 Treated Study Patients Age at • 9 patients treated across 3 Phase Patient # Site Gender Follow-up clinical sites, 2 under Phase 1 Enrollment and 7 under global Phase 2 PHASE 1 1 (1001) US 5 F 18M 2 (1002) US 6 F 18M • All patients ≤ 6-years at enrollment 3 (2004) Spain 3 M 12M • 3 patients h

  11. Slide 11: RP-L102 Investigational Product Metrics

    RP-L102 Investigational Product Metrics CFC Overall DP metrics Mean VCN: Mean Transductio were consistent with Follow- CD34+ Survival Phase Patient # CFCs/kg^ Liquid VCN: n Efficiency up Cells/kg^ MMC the more optimally Culture CFCs (%) 10nM (%) treated patients from FANCOLEN-I study 1 (1001) 18M 2.

  12. Slide 12: RP-L102 Treated Study Patients (>12M Follow-up)

    RP-L102 Treated Study Patients (>12M Follow-up) 1001 • Prior to gene therapy, decreases in multiple blood lineages over prior 12-24 months 2004 • Post gene therapy, stability across multiple blood lineages observed over 12-18 months 1002 • One patient with Influenza B infection 9-months post-rx; Req

  13. Slide 13: RP-L102 Treated Study Patients (>12M Follow-up)

    RP-L102 Treated Study Patients (>12M Follow-up) N = 3 with ≥ 12-Months of Follow-up • 2 of 3 showed increasing evidence of engraftment • 1 patient’s course (1002) complicated by Influenza B infection; received BMT • Of note: Additional 3 of 4 patients with 2-months follow-up have early evidence of e

  14. Slide 14: RP-L102 Treated Study Patients (>12M Follow-up)

    RP-L102 Treated Study Patients (>12M Follow-up) “Process B” BM VCN was in Line or Better than Optimally Treated “Process A” Patients at 12-Months Optimal means of the nine patients treated in Fancolen-I the two that had the best benefit risk 14

  15. Slide 15: Increasing Proportion of Gene-Corrected Cells in Peripheral Blood

    RP-L102 Treated Study Patients (>12M Follow-up) Increasing Proportion of Gene-Corrected Cells Observed in Peripheral Blood Patient 1001 Patient 2004 FA: Patient 2004 FA: Patient 1001 10 10 FA: Patient 1001 10 Log10 WBC 1 Log10WBCS Log10 WBC 1 Log10WBCS Log10 WBC 1 0.1 0.1 0.1 0.01 0.01 -30 -20 -10 0

  16. Slide 16: Summary of Pivotal RP-L102 Treated Study Patients

    Summary of Pivotal RP-L102 Treated Study Patients PB VCN available for N = 7 5 of 7 showed preliminary evidence of engraftment N = 3 with ≥ 12M VCN N = 4 with early VCN (2M) • 2 of 3 showed increasing evidence of engraftment 3 showed early evidence of engraftment • 1 patient’s course (1002) complica

  17. Slide 17: RP-L102 Conclusions: Optimized Process B

    RP-L102 Conclusions: Optimized “Process B” Appears to be a Consistent and Reproducible Improvement over “Process A” • 9 out of 12 planned patients treated with “Process B” • 7 patients with follow-up data: 3 with ≥ 12M follow-up • Safety results appear highly favorable • Patients treated without con

  18. Slide 18: RP-L301: Pyruvate Kinase Deficiency

    RP-L301: Pyruvate Kinase Deficiency 18

  19. Slide 19: What is Pyruvate Kinase Deficiency (PKD)?

    What is Pyruvate Kinase Deficiency (PKD)? • PKD: rare inherited hemolytic anemia, caused by PKLR gene mutation • Background: results in decreased red cell pyruvate kinase activity, impaired erythrocyte metabolism and diminished red blood cell OVERVIEW: 2 lifespan. O O- 2 ADP ATP O O- • Characterized

  20. Slide 20: Preclinical Studies Demonstrated Safety and Efficacy of Lentiviral-mediated Gene Therapy

    Preclinical Studies Demonstrated Safety and Efficacy of Lentiviral- mediated Gene Therapy PKD mice transplanted with gene-corrected cells demonstrated phenotypic correction: • Significant increase in RBC count and half-life • Decreased erythropoietin levels • Normalized spleen and liver size & struc

  21. Slide 21: RP-L301: Global Phase 1 PKD Gene Therapy Study

    RP-L301: Global Phase 1 PKD Gene Therapy Study Primary Endpoint Key Eligibility Criteria Safety and toxicity of RP-L301 Inclusion: • PKD diagnosis with a confirmed PKLR mutation • Age: 1st cohort (N=2): ≥18 to 50-years Key Secondary Endpoints 2nd cohort (N=2): ≥12 to 17-years • Clinically significan

  22. Slide 22: RP-L301: Patient Characteristics and Product Metrics

    RP-L301: Patient Characteristics and Product Metrics Patient Characteristics Age (y) and Bilirubin Erythropoietin Transfusion Requirement for Patient Hemoglobin (g/dL) Gender (mg/dL) (mIU/mL) 2 Years Prior to Enrollment 1001 31 F 7.4† 13.4 mg/dL 35.6 mIU/mL ~14 transfusion episodes 1002* 47 M 7.0‡ 7

  23. Slide 23: RP-L301: Preliminary Efficacy Results—Patient 1001

    RP-L301: Preliminary Efficacy Results—Patient 1001 =6.9 g/dL * ➢ Marked hemoglobin improvement ~7.4 g/dL to 14.3 g/dL ➢ No transfusion requirements following engraftment * Lab Values during mobilization/apheresis & post-conditioning period were not included 23 Data as of October 2020

  24. Slide 24: RP-L301: Preliminary Efficacy Results—Patient 1001

    RP-L301: Preliminary Efficacy Results—Patient 1001 At 1–3 months post RP-L301 * --- Normal Range (2.59–18.5 mIU/mL) Reticulocytes decreased Erythropoietin normalized VCN in PBMCs 1.55 and VCN in BMMCs 2.72 at 3-months post RP-L301 Bilirubin decreased from Hepcidin increased from 13.4 mg/dL to 1.8 mg

  25. Slide 25: RP-L301: Preliminary Safety Results

    RP-L301: Preliminary Safety Results Treatment-emergent Adverse Events (Grade 3 or higher) (N=1 patient) ➤ No RP-L301 related adverse events Event Adverse Events Grade ➤ Patient 1001 achieved neutrophil System Organ Class (NCI CTCAE v. 5.0) Any 3 4 engraftment on day +13 Blood and lymphatic system di

  26. Slide 26: RP-L301 Conclusion: Hemoglobin Normalized in First Patient

    RP-L301 Conclusion: Hemoglobin Normalized in First Patient • Safety profile of RP-L301 appears favorable ◦ Infusion well tolerated (n=1); no IP-related SAEs or AEs ◦ Hematopoietic reconstitution in less than 2-weeks in initial patient • Preliminary efficacy activity observed during initial 3-months

  27. Slide 27: RP-L201: Leukocyte Adhesion Deficiency-I

    RP-L201: Leukocyte Adhesion Deficiency-I 27 LAD is CIRM funded

  28. Slide 28: What is Leukocyte Adhesion Deficiency-I (LAD-I)?

    What is Leukocyte Adhesion Deficiency-I (LAD-I)? • Mutations in the ITGB2 gene encoding for β2-integrin common chain (CD18) • Prevents expression of functional CD18/CD11 heterodimers on WBC cell surface • Leukocytes unable to leave bloodstream and migrate to sites of infection • Characterized by rec

  29. Slide 29: Clinical Pathogenesis of LAD-I

    Clinical Pathogenesis of LAD-I LAD-I Disease Spectrum Kaplan-Meier Survival Estimates by Neutrophil CD18 Expression -Patients with LAD-I not receiving allogeneic HSCT- Severe: Moderate: <2% 2-30% CD18+ PMN CD18+ PMN PMN = polymorphonuclear neutrophils LAD-I Clinical Prognosis • Patients suffer from

  30. Slide 30: RP-L201 Clinical Trial Design and Status

    RP-L201 Clinical Trial Design and Status Design Adaptive DP Phase N (Planned) N (Treated) Phase 1/2 Manufactured Study 1 2 2 2 2 7 5 2 Total 9 7 4 Primary Outcomes • Phase 1: Safety & preliminary efficacy • Phase 2: o Survival: proportion of patients alive at age 2 and at least 1-year post infusion

  31. Slide 31: Patient 1001: 12-Month Follow-Up

    Patient 1001: 12-Month Follow-Up Key Drug Product Metrics • CD34+ Cell Dose: 4.2 x 106 cells/kg 9-y.o. female • Drug Product VCN: 3.8 diagnosed with severe LAD-I at age 7 % CD18 Expression (PMN) VCN (PBMC) 36 PMN: polymorphonuclear lymphocytes PBMC: peripheral blood mononuclear cell 31

  32. Slide 32: Patient 1001: Visible Improvements Post-Treatment

    Patient 1001: Visible Improvements Post-Treatment Pre GTx: Severe infections ≥ 1 per year; numerous hospitalizations, severe skin lesions, continuous prophylactic antibiotics and required home schooling Post GTx: No infections or hospitalizations, off antibiotics and able to attend school Spontaneou

  33. Slide 33: Patient 1004: 6-Month Follow-Up

    Patient 1004: 6-Month Follow-Up Key Drug Product Metrics • CD34+ Cell Dose: 2.8 x 106 cells/kg 3-y.o. female • Drug Product VCN: 2.5 diagnosed with severe LAD-I at age 3 % CD18 Expression (PMN) VCN (PBMC) CD18 at baseline was reported as dim in approximately 63% PMNs, likely indicating an unstable p

  34. Slide 34: Patient 2006: 2-Month Follow-up

    Patient 2006: 2-Month Follow-up KEY DRUG PRODUCT METRICS 7-m.o. male CD34+ Cell Dose: Drug Product VCN: diagnosed at birth 4.3 x 106 cells/kg 2.87 76% CD18 expression at 2- Clinically stable Hematopoietic month with no reported reconstitution timepoint serious adverse observed post- events post- inf

  35. Slide 35: RP-L201 Study Summary

    RP-L201 Study Summary • Drug product produced in 7 out of 9 patients in Ph 1 & Ph 2 • Safety results of RP-L201 appear favorable • Infusion well tolerated; no drug product-related SAEs or severe AEs as of November 2020 • Preliminary Efficacy of CD18 PMN expression observed in both patients with ≥ 6-

  36. Slide 36: Rocket Pharma

    pharma

  37. Slide 37: Question & Answer Panelists

    Question & Answer Panelists Gaurav Shah, MD Maria Grazia Roncarolo, MD Chief Executive Officer and President, Rocket Professor in Stem Cell and Regenerative Medicine; Pharmaceuticals Professor of Pediatrics, Medicine; Co-Director of the Institute for Stem Cell Biology and Regenerative Kinnari Patel,

  38. Slide 38: Appendix

    Appendix rocket

  39. Slide 39: Process A: Bone Marrow Engraftment

    Process A: Bone Marrow Engraftment First Demonstration of Engraftment Without Conditioning (“Process A”—non-optimized—RP-L102) pVCN: Product VCN * * 100 1 .0 0 30 0 .3 0 e n e m a r k e d c e lls a r k e d ccells marked cells e lls C o p ie s p e r g e n o m e Copies per genome C o p ie s p e r g e

  40. Slide 40: Process A: Functional Correction of Bone Marrow

    Process A: Functional Correction of Bone Marrow Progressive Phenotypic Correction of BM Cells (MMC-Resistance) Y = 0 .9 3 * X + 2 .6 3 R = 0 .8 3 100 80 MMC Survival (%) M M C S u r v iv a l (% ) e s is ta n c e M C rResistance 60 10 40 M MMC 20 1 Months m o n th s P o s t-G T 0 6 12 24 36 0 6 12 24

  41. Slide 41: Process A: Gene Therapy Stabilizes and Improves Previously Declining Blood Counts

    Process A: Gene Therapy Stabilizes and Improves Previously Declining Blood Counts 3 3000 0 16 4 16 N Ne eu ut rtor op ph hi l isl s( x( x1 10 00 00 0/ / l) l) 4 PPl laatteel leettss ((xx11000000/ / l)l) 2 2000 0 1 14 1000 0 14 02002 (Cryo) 1 1000 3 ( g/ d/ dLL) ) 0 3 8 80 12 12 * 2.5x105 cCD34+/

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