Phenixfin Corporation · NASDAQ:PFX
Phenixfin — Medley Capital — FY2011 Earnings Presentation
8 slides from Phenixfin's earnings presentation, December 2011
Slide 1: Fiscal Year Ended September 30, 2011 Investor Presentation
Fiscal Year Ended September 30, 2011 Investor Presentation
Slide 2: Important Notice
Important Notice This presentation contains “forward looking statements” within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, that are subject to risks and uncertainties. Actual outcomes and results could differ materially from those suggested by this presentation du
Slide 3: Financial & Portfolio Highlights
Financial & Portfolio Highlights Financial Highlights Q4-11 Q3-11 Q2-11 Net investment income per share $ 0.26 $ 0.21 $ 0.10 Net realized gains (losses) - - - Net unrealized gains (losses) (0.03) 0.02 - Net income per share 0.23 0.23 0.10 Net asset value per share 12.57 12.55 12.48 P tf li Highlight
Slide 4: Select Financial & Portfolio Information
Select Financial & Portfolio Information As of and for the Three Months Ended 9/30/2011 6/30/2011 3/31/2011 Net investment income per share - basic & diluted $ 0.26 $ 0.21 $ 0.10 Net realized and unrealized gains per share - basic & diluted (0.03) 0.02 - GAAP EPS - basic & diluted 0 23 0.23 0 23 0.2
Slide 5: Balance Sheet
Balance Sheet As of 9/30/2011 6/30/2011 3/31/2011 ASSETS (Audited) (Unaudited) (Unaudited) Investments at fair value Non-control/non-affiliate investments $ 153,385,565 $ 98,541,136 $ 59,273,023 Affiliate investments 45,820,982 46,122,995 46,155,193 Total investments at fair value 199 206 547 199,20
Slide 6: Portfolio Summary as of September 30, 2011
Portfolio Summary as of September 30, 2011 Portfolio by Issuer 8% 2% 3% 5% $216.4M1 3% 2% Applied Natural Gas Fuels, Inc. ‐ Term Loan A 5% Geneva Wood Fuels LLC 5% Bennu Glass, Inc. Applied Natural Gas Fuels, Inc. 7% Aurora Flight Sciences Corporation 5% Velum Global Credit Management LLC Allied Cas
Slide 7: Transaction & Backlog Summary
Transaction & Backlog Summary PRICING Deal Sector Security $Amount Fixed/Floating Tenor Yield Closed in Q2 FY11 Applied Natural Gas Fuels, Inc. Energy Refining Senior - 1st Lien $5.0 Fixed 3.0 years 13.9% Aurora Flight Sciences Corporation Aerospace/Defense Senior - 2nd Lien 15.0 Fixed 3.0 years 14.
Slide 8: Corporate Information
Corporate Information Board of Directors Corporate Officers Research Coverage Corporate Counsel BROOK TAUBE BROOK TAUBE CITIGROUP GLOBAL MARKETS MORRISON & FOERSTER, LLP Chairman & Chief Executive Officer Chairman & Chief Executive Officer Donald Fandetti - (212)-816-2971 New York, NY ANDREW FENTRES