Phenixfin Corporation · NASDAQ:PFX
Phenixfin — Investor Presentation (June 2026)
16 slides from Phenixfin's investor presentation, Jun 30, 2026
Slide 1: Investor Presentation
Investor Presentation June 30, 2026
Slide 2: Disclaimer
Disclaimer Forward-looking statements and other information This presentation contains forward-looking statements about the Company. These forward-looking statements reflect our current views with respect to, among other things, future events and our financial performance. These statements are often
Slide 3: Who We Are
Who We Are ▪ Nasdaq symbol “PFX” ▪ 5.25% Notes due 2028 listed on NASDAQ under the symbol “PFXNZ” Publicly Traded Business ▪ 5-year credit facility with BankUnited as lead arranger (SOFR + 2.50%), upsized to $100 million on April 17, Development Company 2025 ▪ Management professionals with 80+ years
Slide 4: Portfolio Management At-A-Glance
Portfolio Management At-A-Glance Dual-Vertical Investment Strategy Driving Shareholder Value Credit & Equity Investments Investment Platform(s) ▪ Control investments in niche alternative finance companies ▪ Lower middle market loans with opportunistic minority equity Strategy ▪ Opportunistic acquisi
Slide 5: Approach to Credit & Equity Investments
Approach to Credit & Equity Investments Flexible Mandate for Credit and Equity Investing Credit Investing Equity Investing ▪ Co-investments through directly originated credits ▪ Directly originated senior secured, floating rate loans Portfolio ▪ Investments in directly originated minority or majorit
Slide 6: Approach to Investment Platforms
Approach to Investment Platforms Launch or Acquire Complementary Investment Platforms Over Time FlexFIN, LLC – launched August 2021 FlexFIN is an alternative finance platform which operates an asset-based lending business to the diamond and jewelry industry. FlexFIN enters secured loans and secured
Slide 7: Update on Ongoing Strategic Initiatives
Update on Ongoing Strategic Initiatives Ongoing Strategic Initiatives to Drive Shareholder Value Over the Long-Term Key Objectives Description Current Status ▪ Grow net investment income through enhancing current yield within the portfolio Reposition ▪ 54% NAV growth since internalization on ▪ Inves
Slide 8: Attractive Financial Profile and Liquidity Position
Attractive Financial Profile and Liquidity Position Stable Financial Position with Strong Portfolio and NAV Growth Summary Capitalization Table Commentary −1 Meaningful liquidity position provides balance sheet flexibility − Ability to quickly deploy into new investment opportunities 1 − Strong cove
Slide 9: Portfolio Statistics – Fair Market Value
Portfolio Statistics – Fair Market Value Current Portfolio of $301.6 Million at Fair Market Value Type of Industries Geographic Breakdown Type of Investments Floating vs Fixed Rate Investments (1) Includes Consumer Discretionary (1.0%) and Banking (0.7%) (2) Includes International (4.2%) and Mid-Atl
Slide 10: Inflection Point in Portfolio and NAV Growth
Inflection Point in Portfolio and NAV Growth Our Primary Focus is Earnings Retention and Reinvestment, Driving NAV and Portfolio Growth Quarterly Net Asset Value per Share $302M(1) $160M(1) (1) Portfolio at fair market value (2) Compound Annual Growth Rate 9
Slide 11: Financial Overview
Financial Overview PHENIXFIN
Slide 12: Recent Financial Highlights
Recent Financial Highlights ▪ Total Assets: $309.9 million ▪ Cash Balance: $2.2 million Balance ▪ Total Liabilities: $152.0 million Sheet ▪ NAV: $157.9 million ▪ NAV per common share: $81.69 ▪ Asset Coverage: 207.0% ▪ Total Investment Income: $6.5 million Income ▪ Total Expenses: $4.4 million Statem
Slide 13: Balance Sheet
Balance Sheet PHENIXFIN thes stated? Jun 30,2026 Assets: Investments at fair value Non-controlled, non-affiliated investments (amortized cost of $133,498,823 and $139,342,491, respectively) $ 136,419,212 $ 145,280,169 Affiliated investments (amortized cost of $38,802,355 and $35,390,223, respectivel
Slide 14: Income Statement
Income Statement PHENIXFIN Barstoted} Interest Income: Interest from investments Non-controlled, non-affiliated investments: Cash $ 2497421 $ 3,758,928 $ 7237718 9,708,993 Payment in-kind 343,010 213,590 627,201 892,055 Affiliated investments: Cash 582,431 - 184,957 Payment in-kind 314,673 : 764,594
Slide 15: Corporate Information
Corporate Information Senior Management Research Coverage Website David Lorber Oppenheimer & Co. PhenixFIN Corporation Chairman & CEO Mitchel Penn www.phenixfc.com Ellida McMillan CFO Independent Directors Advisors Karin Hirtler-Garvey Corporate Counsel Lowell W. Robinson Alston & Bird LLP Howard Am
Slide 16: Our Key Leadership Team
Our Key Leadership Team David Lorber Ellida McMillan Chairman, Chief Executive Officer Chief Financial Officer Leadership Experience: Leadership Experience: ▪ Chairman and Chief Executive Officer of PhenixFIN Corporation ▪ Chief Financial Officer of PhenixFIN ▪ Co-Founder of FrontFour Capital Group