Siemens Energy Ag · XETR:ENR
Siemens Energy — Investor Presentation (March 2021)
24 slides from Siemens Energy's investor presentation, Mar 30, 2021
Slide 1: Siemens Energy Compliance
Siemens Energy Compliance 100% Energy, 100% Compliance Siemens Energy is a trademark licensed by Siemens AG. Unrestricted © Siemens Energy, 2025
Slide 2: Introduction: We energize society
Introduction We energize society – this is what we stand for Integrity is the key to deliver sustainable business performance. That is why we show zero tolerance towards corruption, violations of the principles of fair competition and other breaches of the law – and when these do occur, we take swif
Slide 3: Lessons Learned: World Class Compliance System for a Better Future
Lessons Learned: Siemens Energy’s World Class Compliance System for a Better Future Our strong foundation and clear focus Rapid reaction - implementation of Siemens Compliance system Siemens Energy today: Support sustainable business Immediate actions Implementation Standalone & continuous improveme
Slide 4: Compliance Reporting Lines and Global Compliance Organization
Compliance Reporting Lines Global Compliance Organization Regions, Business Areas, and Compliance Functions Direct access to the CEO & Executive Board: Group Compliance Officer SE LC CO President and CEO Christian Bruch Business Areas Regions Functions Group General Counsel Gas Services SE GS LC CO
Slide 5: Compliance Role Model
Compliance Role Model The foundation of sustainable business Compliance is the compass guiding our responsible and sustainable actions. It builds trust, protects our values, and enables long-term growth. Trusted Advisor Enabler • Respected Expert • Supports the Business • Objective and Impartial • C
Slide 6: Compliance Model
Compliance Model Management responsibility is the focus We continuously develop our Compliance System to adapt to changing requirements of our global business while increasing efficiency of our processes and tools. Effective preventive measures including clear tone from the top, risk management, pol
Slide 7: External Providers Supporting Our Compliance System
External Providers Supporting • BKMS® System – development and administration of our Our Compliance System whistleblower hotline • HEUKING ∙ VON COELLN Rechtsanwälte - Ombudsperson Sibylle von Coelln • PROXORA GmbH – tool provider for compliance tools landscape – due diligence, partner screenings, i
Slide 8: Compliance Focus Areas
Compliance Focus Areas Anti-Corruption Antitrust Data Privacy Human Rights The prevention of the The preservation of The protection of Our commitment abuse of entrusted market competition personal data to human rights power for private gain Anti-Money Laundering Collective Action Export Control The
Slide 9: Our culture of integrity starts with strong tone from the top
100% Energy, 100% Compliance Our culture of integrity starts with strong tone from the top Compliance is nonnegotiable. There is zero tolerance for violations and retaliation is not accepted. Tone from the Top We are ceaselessly committed to personal responsibility. Values Our culture of integrity i
Slide 10: Our due diligence process
We create trust and protect what makes SE valuable: Our due diligence process Due diligence is the cornerstone of our Compliance work. Our due diligence process mitigates Compliance risk related to third parties in our sales, merger & acquisition, procurement, and project execution. Prevent Key elem
Slide 11: Business Partner lifecycle risk management
We create trust and protect what makes SE valuable: Business Partner lifecycle risk management Business Partners acting on our behalf pose inherent risk because we can be held responsible for their actions. To mitigate this risk, we carefully review and monitor Business Partners throughout their lif
Slide 12: Anti-Money Laundering (AML)
We create trust and protect what makes SE valuable: Anti-Money Laundering (AML) Our AML system combats risk by creating transparency in our global business. Where red flags exist, AML specific due diligence is performed before entering or continuing a business relationship, making or receiving payme
Slide 13: Antitrust, fair competition, and competitor data
We act fairly and reliably: Antitrust, fair competition, and competitor data We protect free, undistorted, and effective competition for the benefit of consumers, companies, and society as a whole. Prevent Abuse of Undue Unfair dominant Competitor competition market market data restrictions position
Slide 14: Zero tolerance for corruption, bribery, and conflicts of interest
We create trust and protect what makes SE valuable: Zero tolerance for corruption, bribery, and conflicts of interest We recognize that corruption risks can occur in transactions of any value, and we take proactive measures to mitigate the risks. Prevent Gifts & Hospitality and Sponsoring & Donation
Slide 15: Data Privacy
We create trust and protect what makes SE valuable: Data Privacy Siemens Energy respects individuals’ right to privacy and protects their personal data. Guiding principles: Data Privacy system & processes: Prevent • We handle personal data carefully and • Expertise, education: Global network of skil
Slide 16: Export Control
We act fairly and reliably: Export Control We utilize an automated solution to check all transactions against various export control, sanctions regulations and to automatically block transactions that present potential risk. Prevent Product related controls Country related controls W We screen again
Slide 17: Human Rights & the German Supply Chain Due Diligence Act (LkSG)
Our responsibility to society and the environment: Human Rights & the German Supply Chain Due Diligence Act (LkSG) In accordance with the LkSG, Siemens Energy conducts appropriate human rights and environmental due diligences, identifies risks and remediates them, and maintains complaint mechanisms
Slide 18: Collective Action
Our responsibility to society and the environment: Collective Action Siemens Energy drives Collective Action activities to level the playing field, foster fair competition, and fight corruption. Prevent Implementation in Foster Integrity & Purpose projects Compliance • Reduce compliance risk in our
Slide 19: Compliance risk management process
How we do it: Prevent & Detect Compliance risk management process Risk management is a core concept of our Compliance system. This includes early risk identification, assessment and mitigation, diligent controls, and regular reporting. Risk identification Risk assessment Risk mitigation Risk monitor
Slide 20: Whistleblower & reporting channels
How we detect potential violations: Whistleblower & reporting channels We take all allegations of misconduct seriously. To encourage the reporting of all compliance- related concerns, we foster a speak-up culture and zero-tolerance policy for retaliation. • Employees, external stakeholders, and thir
Slide 21: Investigation process
How we handle potential violations: Detect & Respond Investigation process Plausibility Research & Discipline & Allegation Mandate Investigation Report check Planning remediation Alleged violation of Assessment of Signed & issued by Assigned Witness and Investigation Applies when an internal plausib
Slide 22: 100% Energy, 100% Compliance
In Siemens Energy, we strive for 100% Energy, 100% Compliance For every decision, ask yourself, am I 100% sure that… My decisions are in the best interests of Siemens Energy and aligned with our values My decisions are lawful I take full responsibility for my decisions I am comfortable with my decis
Slide 23: 100% Energy, 100% Compliance
In Siemens Energy, we strive for 100% Energy, 100% Compliance Dr. Anita Schieffer Group Compliance Officer Dr. Ilkin Karakaya Group General Counsel Integrity starts and ends with me. Operating with Integrity is not a choice I have to make: it‘s the only right decision. SE LC CO 23 Siemens Energy is
Slide 24: More information and contact
More information and contact More information • Siemens Energy Compliance on the Internet • Business Conduct Guidelines • Supplier Code of Conduct • Respect for Human Rights and the Environment Policy Statement • Whistleblower Channels • Internal Control Program Export Control (ICP EX) (internal onl