Deer Park Total Return Credit Fund - Class A Shares · NASDAQ:DPFAX
Deer Park Total Return Credit Fund - Class A Shares — Princeton Premium Fund — Investor Presentation (September 2021)
22 slides from Deer Park Total Return Credit Fund - Class A Shares's investor presentation, Sep 30, 2021
Slide 1: Princeton Premium Fund
PRINCETON PREMIUM FUND STRIVING TO TAKE ADVANTAGE OF THE DIFFERENCE BETWEEN PERCEIVED AND REAL RISK IN THE MARKET PRINCETON FUND y ADVISORS, LLC
Slide 2: Fund Risk Disclosures
Fund Risk Disclosures Investors should carefully consider the investment objective, risks, charges and expenses of the Princeton Premium Fund. This and other information is contained in the prospectus and should be read carefully before investing. For a prospectus please call the Princeton Premium F
Slide 3: An Award Winning Strategy
An Award Winning Strategy The Princeton Premium Fund has been recognized as the Best Liquid Alternative Fund – Multi-Strategy Hedge at the Hedgeweek US Awards 2021. • The annual Hedgeweek Americas Awards recognize excellence among hedge fund managers and service providers in the Americas across a wi
Slide 4: Princeton Premium Fund – Executive Summary
Princeton Premium Fund – Executive Summary The Fund seeks capital appreciation and income. The Fund’s goal is to take advantage of the difference between perceived and real risk in the market: • We take an approach similar to an insurance company in our investment strategy. • The Fund’s goal is to c
Slide 5: Perceived & Real Risk
Perceived & Real Risk Since 1990, for the S&P 500, the perceived risk in the market is higher than the real risk approximately 85% of the time. There are several factors that cause perceived risk to be higher than real risk a majority of the time: • Behavioral Biases • Economic Factors • Structural
Slide 6: Perceived & Real Risk (continued)
Perceived & Real Risk (continued) Behavioral Biases Economic Factors Structural Issues • Risk Aversion • Some investors are always • There is an imbalance A tendency for investors to give willing to pay for some level of between investors seeking to up return potential for reduced “insurance” for th
Slide 7: S&P 500 In Perspective
S&P 500 In Perspective Historically, The S&P 500 index is relatively stable week to week. The strategy is designed to take advantage of these facts: • Since January 1950 through September 2021, in 3,743 weeks, the market has had a weekly return worse than -5%, just 1.34% of the time (50 weeks). S&P
Slide 8: S&P 500 In Perspective (continued)
S&P 500 In Perspective (continued) Histogram of Weekly S&P 500 Moves 01/1950 – 09/2021 Investors cannot directly invest in an index and unmanaged index returns do not reflect any fees, expenses or sales charges. There is no guarantee that this investment strategy will achieve its objectives, goals,
Slide 9: Quantitative & Qualitative Approach
Quantitative & Qualitative Approach A combination of quantitative and qualitative elements are utilized in the strategy: Quantitative Foundation Qualitative Refinement Calculation of the probability that a put option will expire Refinement (using historical data) in an attempt to worthless. minimize
Slide 10: Quantitative Foundation
Quantitative Foundation Investment process focused on risk where return is the goal, replicated weekly. Model Inputs Model Outputs Strike price that meets our Volatility as measured by various acceptable probability inputs Time to expiration Standard Deviation Put spreads: Generally written at what
Slide 11: Quantitative Foundation (continued)
Quantitative Foundation (continued) The Investment Process adjusts to market risk. As risk (volatility) increases, option contracts are written farther out of the money at the same probability of success. In both cases, puts are sold at what we believe are a 99.5% or greater probability of expiring
Slide 12: Qualitative Refinement
Qualitative Refinement Managing the Risk Return Profile of the Investment Strategy: • Time period for each trade – A weekly investment cycle has fewer unknowns than a monthly, quarterly, or annual cycle. • Trades are placed throughout the week in an attempt to spread out risk. • Multiple volatility
Slide 13: Risk Management
Risk Management Risk Management Techniques utilized: • One for one protective puts are purchased in an effort to define risk. • Various strategies may be utilized in an attempt to hedge catastrophic market declines. • Position size is managed in an effort to control volatility. • Trading positions w
Slide 14: Portfolio Management
Portfolio Management The adviser will tactically allocate a specific amount of Fund capital to the strategy each week. • Approximately 60% in normal market conditions • 60-90% when market conditions may allow for a short-term tactical increase ▪ For example, after a spike in volatility ▪ When the al
Slide 15: Strategy Summary
Strategy Summary The Fund seeks to use high probabilities of success to generate profits regardless of market direction. “Extra” trades are written with a 99.99% or greater 99.99% probability of expiring profitable. “Normal” Trades are written with a 99.5% or greater 99.5% probability of expiring pr
Slide 16: Fund Performance
Fund Performance Performance One Quarter To Year To Since As of September 30, 2021¹ One Year Month Date Date Inception PPFIX Class I (NAV) 1.04% 2.27% 12.71% 17.64% 18.33% PPFAX Class A (NAV) 1.06% 2.30% 12.58% 17.34% 18.00% PPFAX Class A (Max Load) -4.75% -3.57% 6.14% 10.59% 13.20% S&P 500 Total Re
Slide 17: Fund Facts
Fund Facts AIP/AWP & Share Investment Redemption Management Class Inception Ticker CUSIP Subsequent 12B-1 Fee Class Minimum* Fee Fee Structure Date Minimum A Share PPFAX 66539A405 $2,500 $100 NONE 1.75% 5.75% Load* 0.25% 11/16/2016 I Share PPFIX 66539A603 $100,000 $100 NONE 1.75% No Load None 11/16/
Slide 18: Management Team
Management Team Princeton Fund Advisors, LLC, together with its affiliates, manages approximately $3.1 billion of assets (as of 9/30/2021) for institutional and private clients worldwide. Princeton Fund Advisors, LLC is a Registered Investment Advisor (“RIA”) with the SEC. The firm’s two Investment
Slide 19: Princeton Fund Advisors Team
Princeton Fund Advisors Team Portfolio Managers: Greg D. Anderson, Manager and President Prior to founding Princeton Fund Advisors, LLC and its affiliated entities, Mr. Anderson was a Senior Vice President and Managing Director of Investment Manager Search, Evaluation, and Due Diligence at Portfolio
Slide 20: Appendix: Historical Performance
Appendix Historical Performance Since As of September 30, 2021 One Year Three Year Inception* PPFIX Class I (NAV)* 17.64% 6.55% 5.77% PPFAX Class A (NAV)* 17.34% 6.29% 5.51% PPFAX Class A (Max Load)* 10.59% 4.22% 4.24% S&P 500 Total Return Index 30.00% 15.99% 17.21% Monthly Performance: I Share Clas
Slide 21: Glossary
Glossary Important Information Princeton Fund Advisors, LLC, Bloomberg, Hedgeweek Americas and Northern Lights Distributors, LLC are not affiliated. The Hedgeweek Americas Awards follow a clear and transparent process. For the fund manager categories, the pre-selected three fund shortlists are based
Slide 22: Contact Us
Contact Us Princeton Fund Advisors, LLC 1580 Lincoln Street Suite 680 Denver, CO 80203 855.897.5390 | Direct 303.382.2888 | Facsimile Info@PrincetonFundAdvisors.com | E-Mail www.PrincetonPremiumFund.com 6649-NLD-10252021 There is no guarantee that this investment strategy will achieve its objectives
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