National Security Emerging Markets Index ETF · NASDAQ:NSI
National Security Emerging Markets Index ETF — Investor Presentation (January 2026)
29 slides from National Security Emerging Markets Index ETF's investor presentation, January 2026
Slide 1: National Security Emerging Markets Index ETF
wa sean, National Security Emersins Markets Index ETF TICKER: NSI Owned Business
Slide 2: NSI Basics
NSI BASICS The Objective The National Security Emerging Markets Index ETF (the “Fund”) seeks to track the results, before fees and expenses, of the Alerian National Security Emerging Markets Index (the “Index”). The Fund is wholly owned by National Security Index and is 100% independent of Wall Stre
Slide 3: NSI Moral Code
NSI MORAL CODE The National Security Governance Investing Process was founded on a set of moral principles: Always support American Never damage U.S. national Human rights are inherent to servicemembers by denying capital security for financial gain. national security. to foreign companies that woul
Slide 4: Investing Process
MN . INVESTING PROCESS S SA) WY) The National Security Governance Investing Process behind NSI is modeled on the U.S. Intelligence Cycle. Planning & Direction Professional Open Source Intelligence tools and methods Dissemination & Integration Intelligence Community Analytic Standards Continualevalua
Slide 5: The NSG Filter
THE NSG FILTER @ BASELINE EMERGING The National Security Governance process filters — out companies that test positive for one of nine investment screens. The NSI team systematically excludes national security threats and human rights violators from a baseline emerging markets index. The remaining c
Slide 6: NSG Screens
NSG SCREENS Sanctions Company subject to U.S. Government sanctions, designations, or executive orders Company or affiliate is on Office of Foreign Asset Control list or other entity list Defense Contractor or Supplier Supplier of defense-related items/services to the People's Liberation Army or Russ
Slide 7: Sector and Country Allocation, Top 10 Holdings
Sector Allocation \«;.; 6) Country Allocation (: Holdings are subyect to cha 7 and do not constitute @ recommendation to buy or sell a particular security, WWW.NATIONALSECURITYINDEX.COM p 10 Holdings ‘company Namo woigne TAIWAN SEMIC-ADR 15428 SSAMSUN.G8O REG S 412% ‘INA CONSTR-ADR 355% POD HOLDINGS
Slide 8: ETF Performance
ETF PERFORMANCE THE NATIONAL SECURITY EMERGING MARKETS INDEX ETF IS AN OPTIMIZED VERSION OF THE UNDERLYING INDEX. [i National Security Emerging Markets Index ETF - NAV [Bl National Security Emerging Markets Index ETF - Market Price Quarter to Date Year to Date 1 Year Since Inception’ (12/06/2023) 6.
Slide 9: Examples of Excluded Companies
Examples of Excluded Companies Wall Street’s largest emerging markets indexes include national security threats and human rights violators. NSI decided to take action.
Slide 10: AECC Aviation Power Co. Ltd.
AECC AVIATION POWER CO. LTD. Oe© NSI Company Report + Manufactures engines for Chinese military and civilian aircraft. + Identified as Communist Chinese Military Company Subsidiary by U.S. Government.) + On Commerce Department Military End-User List, meaning the U.S. Government restricts sensitive e
Slide 11: AviChina Industry & Technology Co. Ltd.
AVICHINA INDUSTRY & TECHNOLOGY CoO. LTD. Oe © NSI Company Report + Engaged in research, development, manufacture, and sale of military and civilian aviation products. + AviChina identified as a Communist Chinese Military Company Subsidiary by U.S. Government.” + Parent Aviation Industry Corporation
Slide 12: China CSSC Holdings Ltd.
CHINA CSSC HOLDINGS LTD. NSI Company Report + Key component of China's offensive naval buildup. + China CSSC Holdings owns and operates Jiangnan Shipyard, where China's new aircraft carriers are built.” + Identified as Communist Chinese Military Company Subsidiary by U.S. Government.) + Parent China
Slide 13: ZTE
NSI Company Report + The Federal Communications Commission designated ZTE “a national security threat."\) 4EADQUAR’ Shenzhen, China, + FCC banned ZTE equipment and services to protect U.S. communications networks and supply chains from unacceptable national security risks." + Identified as Communist
Slide 14: China National Nuclear Power Co. Ltd.
CHINA NATIONAL NUCLEAR POWER CO. LTD. STOITS NSI Company Report + Subsidiary of China's main nuclear weapons builder. + Identified as Communist Chinese Military Company Subsidiary by U.S. Government.) + Parent China National Nuclear Corporation (CNNC) oversees China's expanding nuclear weapons progr
Slide 15: CGN Power Co.
CGN POWER CO. @Se@@ NSI Company Report + Key part of China's nuclear weapons complex. + U.S. Nuclear Regulatory Commission blocked CGN Power from accessing radioactive materials and deuterium, a hydrogen isotope used to boost nuclear weapons.) + Builds power plants to support China's operations in t
Slide 16: Dongfeng Motor Group Co. Ltd.
DONGFENG MOTOR GROUP CO. LTD. Oe © NSI Company Report + Dongfeng Motor Group manufactures light tactical vehicles, truck-mounted artillery systems, protected support vehicles, and other armored platforms for the People's Liberation Army. + Identified as Communist Chinese Military Company Subsidiary
Slide 17: Zhejiang Dahua Technology Co. Ltd.
ZHEJIANG DAHUA TECHNOLOGY CoO. LTD. Ce NSI Company Report + Surveillance technology company engaged in human rights violations. + Commerce Department added Dahua to Entity List for involvement in human rights violations and abuses in the implementation of China's campaign of repression, mass arbitra
Slide 18: Daqo New Energy Corp.
S) & NSI Company Report + Parent company of human rights abuser Xinjiang Dago New Energy. + Department of Homeland Security added Xinjiang Daqo New Energy to Uyghur Forced Labor Prevention Act list of entities in Xinjiang region that use forced labor.) + Commerce Department added Xinjiang Dago New E
Slide 19: Hoshine Silicon Industry Co. Ltd.
HOSHINE SILICON INDUSTRY CO. LTD. NSI Company Report + Homeland Security Department added Hoshine to Uyghur Forced Labor Prevention Act Entity List.” + U.S. Customs and Border Protection (CBP) identified two indicators of forced labor in Hoshine’s production process: 1) intimidation and threats, and
Slide 20: GCL Technology Holdings Ltd.
GCL TECHNOLOGY HOLDINGS LTD. S) & NSI Company Report ‘UFLPA Entity List + Parent company of human rights violator Xinjiang GCL New Energy Materials Technology. H se . HEADQUARTERS H a : Hong Kong, china + Department of Homeland Security added Xinjiang GCL to Uyghur Forced Labor Prevention Act Entity
Slide 21: China Oilfield Services, Ltd.
CHINA OILFIELD SERVICES, LTD. NSI Company Report + State-controlled company with history of operating in disputed waters. + Identified as Communist Chinese Military Company Subsidiary by U.S. Government.” + Parent China National Offshore Oil Corporation (CNOOC) is a Chinese Military-Industrial Compl
Slide 22: NSG Investing May Mitigate Risk
NSG INVESTING MAY MITIGATE RISK Mitigate IDIOSYNCRATIC RISK in an investment portfolio by excluding companies that may be sanctioned or de-listed by the U.S. Government. ITYINDEX.COM Mitigate COMPLIANCE RISK by reducing the number of index constituents that refuse to follow Public Company Accounting
Slide 23: NSI Management Team
8 NSI MANAGEMENT TEAM = stin Bernier ‘0 & Chief investment Officer estment Committee Chair erience AlU'Source Management Co-Founder Morgan Stanley, Portfolio Manager and Alternative Investments. Director U.S. House Armed Services Committee Policy Staff, Military Legislative Assistant National Defens
Slide 24: NSI Management Team
x a W/W.NATIONALS NSI MANAGEMENT TEAM RITYINDEX.COM + U.S. House of Representati Military Legislative Assistant, Legisk Director, Appropriations & Rules Associate Acorn Growth Companies, Strategic Partner + U.S. Army 82nd Airborne Division, 505th Parachute Infantry Regiment Army National Guard + BA,
Slide 25: Our mission and contact us
Our mission is to help American investors access foreign markets without compromising U.S. national security and human rights interests. We pioneered a National Security Governance (NSG) Investing Process to filter out bad actors — companies that put our troops and values at risk. The National Secur
Slide 26: Endnotes
ENDNOTES ‘AECC Aviation Power Co. Ltd. (600893-CN) 1. US. Department of State, "Communist Chinese Military Companies Listed Under €.0. 13959 Have More Than 1,100 Subsidiaries” hetps://2017-2021 state.gov/communist-chinese-military-companies-\isted-under-e-0-13959-have-more-thart-1 100-subsidiaries/
Slide 27: Endnotes
ENDNOTES Dongfeng Motor Group Co., Ltd. (489-HK) 1. US. Department of State, “Communist Chinese Military Companies Listed Under €.0. 13989 Have More Than 1,100 Subsidiarie https: //2017-202 1 state-gov/communist-chinese-military-companies-\isted-under-e-0-13959-have-more-than-1 100-subsidiaries/ ind
Slide 28: Important Risk Information
IMPORTANT RISK INFORMATION Investors should consider the investment objectives, risks, and charges and expenses of the Fund before investing. The prospectus and summary prospectus contain this and other information about the Fund and should be read carefully before investing. The prospectus may be o
Slide 29: National Security Emerging Markets Index ETF
=, NATIONAL S \\\ SECURITY SN" <2" inp Owned Business National Security Emersins Markets Index ETF nese 2: INNSI
National Security Emerging Markets Index ETF — Investor Presentation (January 2026) on 6ix