Catalyst Dynamic Alpha Fund Class A · NASDAQ:CPEAX
Catalyst Dynamic Alpha Fund Class A — Catalyst/SMH High Income Fund — Investor Presentation (January 2026)
12 slides from Catalyst Dynamic Alpha Fund Class A's investor presentation, Jan 26, 2026
Slide 1: Catalyst/SMH High Income Fund
CATALYST/SMH HIGH INCOME FUND FUND PRESENTATION HIIFX • HIICX • HIIIX Rated 5-stars by Morningstar for the period ending 12/31/2025, based on 5-year risk-adjusted returns out of 548 Funds in the High Yield Bond category. Please see important disclosures at the end of this presentation. 20260126-5147
Slide 2: Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC The Investment Advisor ounded in 2006, the Catalyst mission is to offer F differentiated investment products to meet the needs of discerning financial advisors and their clients. Providing innovative strategies designed to C atalyst Funds offers a broad range of disti
Slide 3: SMH Capital Advisors LLC
SMH Capital Advisors LLC The Sub-Advisor Portfolio Managers Dwayne Moyers SMH President & CIO • 25 years industry experience Investment Manager, Founded in 1997, Fort Worth, TX • Bachelor degree in business administration from the • Discretionary wealth management services University of Texas at • V
Slide 4: Catalyst and SMH: A Strategic Partnership
Catalyst and SMH A Strategic Partnership Catalyst Funds HII Intelligent Alternatives • HII Strategy Running Since May 2008 • Catalyst Capital Advisors • Institutional Share Class • Sole Sub-Advisor for HII LLC is the Investment Inception in July 2013 • Research Focused Manager for HII •Advisor to In
Slide 5: Key Features of the Fund
HIIIX Key Features of the Fund Current Income Alpha driver With investment options in non-investment grade corporate Screens the entire high yield bonds, convertible securities, preferred stock, and other bond universe investment companies, the portfolio is developed with the objective to provid
Slide 6: Research-Driven Investment Process
Research-Driven Investment Process A bottom-up value type investment style with a primary focus on the balance sheet of the businesses. Total High Yield Universe: 2000+ Securities Discipline 1 Universe is reduced to 300-500 securities Credit Risk Reduction Discipline 2 Universe is reduced to 50-100
Slide 7: Inflation has Eroded Traditional Bond Fund Returns
Inflation has Eroded Traditional Bond Fund Returns HIIIX has the potential to mitigate these effects. $175 Real Return HIIIX $172.54 Investors have historically used 12/31/2015-12/31/2025 CPI ADJUSTED bonds in an effort to help stabilize $155 their portfolios and provide retirement income. However,
Slide 8: HIIIX Morningstar Ranking
HIIIX Morningstar Ranking HIIIX ranks in the top 1% of its Morningstar category. Over the past 10 years, the Catalyst/SMH High Income Fund (HIIIX) has provided significantly higher total return relative to the Bloomberg U.S. Aggregate Bond TR Index and ranks in the top 1% of its Morningstar category
Slide 9: Fund Performance
Fund Performance Performance & Risk Statistics Since Fund Inception Current Income 30-Day SEC Yield HIIIX Bloomberg US Agg Share Class Subsidized Unsubsidized Cumulative Return 54.72% 30.46% Class A 7.18% 7.16% Annualized Return 3.55% 2.15% Class C 6.77% 6.75% Standard Deviation 10.29% 4.66% Class I
Slide 10: Important Information
Important Information Investors should carefully consider the investment objectives, risks, charges and expenses of the Catalyst Funds. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 866-447-4228 or at www.CatalystMF.com. The pros
Slide 11: Glossary
Glossary Alpha is a measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Beta is a measure of a fund’s sensitivity to market movements. Correlation is a statistical measure of how two securities move in relation to each
Slide 12: Catalyst/SMH High Income Fund
CATALYST/SMH HIGH INCOME FUND PRESENTATION CLASS A: IIXAX | CLASS C: IIXCX | CLASS I: IIXIX Catalyst Funds © 2026. All Rights Reserved. Catalyst/SMH High Income Fund HIIIX 12 20260126-5147036
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