Fidelity Global Investment Grade Bond ETF Series L Trust · NEO:FCIG

Fidelity Global Investment Grade Bond ETF Series L Trust — Fidelity Investments Canada ULC — Investor Presentation (October 2023)

9 slides from Fidelity Global Investment Grade Bond ETF Series L Trust's investor presentation, October 2023

  1. Slide 1: Regulatory update

    Regulatory update Sian Burgess Senior Vice President, Fund Oversight October 2023 © 2023 FIDELITY INVESTMENTS CANADA ULC 1522956-v2023919 FOR ADVISOR USE ONLY

  2. Slide 2: Agenda

    Agenda 1. The advice landscape 4. Total cost reporting 2. Canadian Investment Regulatory 5. Titles Organization (CIRO) 6. Digitalization 3. Regulatory focus for advisors 2 © 2023 FIDELITY INVESTMENTS CANADA ULC 1522956-v2023919 FOR ADVISOR USE ONLY

  3. Slide 3: The advice landscape

    The advice landscape Advisors have played a key role in helping Canadians build retirement wealth ADVISORS IN TRUST AND ADVICE AND THE VALUE ABUNDANCE SATISFACTION MODEST INVESTOR OF ADVICE 72% of retail investments 91% of mutual fund and 53% of advised Canadians Canadians using a financial use an a

  4. Slide 4: Canadian Investment Regulatory Organization (CIRO)

    Canadian Investment Regulatory Organization (CIRO) Officially launched New proficiency FY2024 priorities Approach on directed January 3, 2023 model commissions 4 © 2023 FIDELITY INVESTMENTS CANADA ULC 1522956-v2023919 FOR ADVISOR USE ONLY

  5. Slide 5: Regulatory focus for advisors

    Regulatory focus for advisors Identify a reasonable range of alternatives Assess risk capacity and risk tolerance Conflict of interest KYC, KYP and suitability dealer compliance sweeps advisor compliance sweeps Conduct product due diligence CSA/CIRO CSA/CIRO Completed Upcoming Source: Canadian Secur

  6. Slide 6: Total cost reporting

    Total cost reporting Final rules from insurance (CCIR) and securities (CSA) regulators New definition: Fund Expense Ratio (FER) = MER + TER CSA will include: FER % and Total aggregated dollar value of fund expenses on annual report of charges and other compensation Begins in 2027 for the period endi

  7. Slide 7: Titles

    Titles Title legislation In force • Need approved credential to use “financial advisor” or Passed “financial planner” title Proposed • CIRO working with FSRA on becoming a credentialing body MB SK QC ON NB 7 © 2023 FIDELITY INVESTMENTS CANADA ULC 1522956-v2023919 FOR ADVISOR USE ONLY

  8. Slide 8: Digitalization

    Digitalization • CSA issued consultation for access-based delivery for investment funds • KPMG study on FIC’s average annual regulatory paper consumption • Behavioural insights research on investor communications • IFIC Canadian mutual fund and ETF fund investor survey © 2023 FIDELITY INVESTMENTS CA

  9. Slide 9: Thank you!

    Thank you! 9 © 2023 FIDELITY INVESTMENTS CANADA ULC 1522956-v2023919 FOR ADVISOR USE ONLY

Fidelity Investments Canada ULC — Investor Presentation (October 2023) on 6ix