Alpha-en Corporation · OTC:ALPE

Alpha-en — Investor Presentation (November 2016)

19 slides from Alpha-en's investor presentation, Nov 14, 2016

  1. Slide 1: Enabling Next Generation Energy Storage

    November 11, 201 6 Enabling Next Generation Energy Storage Room Temperature Production of High Purity Lithium Meta l & Associated Products High Purity Lithium Metal - Clean Technology

  2. Slide 2: Safe Harbor Statement

    Thi s presentatio n i s fo r informationa l purpose s onl y and doe s no t constitut e a n o f fe r t o sell , o r th e solicitatio n o f a n o f fe r t o b u y , an y securitie s o f th e alpha - En Corporatio n o r it s subsidia r y , Clea n Lithiu m Corporation ; o r a promis e o r representatio

  3. Slide 3: Market Opportunity, alpha-En Technology and Status

    3 MARKET OPPORTUNITY • Lithium Ion (Li - Ion) battery market was >$10B in 2015, and expected to be >$20B in 2020* • Li - Ion technology was introduced in the ‘90s. It is mature and has plateaued. • The next leap in performance is anticipated from Lithium Metal (Li - M) battery technology. • Disrupti

  4. Slide 4: ALPE Process Benefits

    ALPE Process Benefits

  5. Slide 5: Conventional Molten Salt Process

    5 CONVENTIONAL Molten Salt Process Conventional Electrolysis of Lithium Chloride • Lithium carbonate is converted into lithium chloride ( 55 % ), fused with potassium chloride ( 45 % ) and electrolyzed in an electrolytic cell . • Potassium chloride increases conductivity of lithium chloride and lowe

  6. Slide 6: Traditional Lithium Metal Production vs. ALPE: Process Comparison

    6 TRADITIONAL LITHIUM METAL PRODUCTION VS. ALPE: PROCESS COMPARISON ALPE PROCESS TRADITIONAL PROCESS High Purity Conventional Purity Produced at Room Temperature Process conducted at 20 ° - 30 ° C. Produced at High Temperatures Electrolysis of molten salts at ~750 ° F. Chlorine Gas Free Lithium Carb

  7. Slide 7: Purity – Why It Matters

    7 PURITY – WHY IT MATTERS • Other non - lithium elements (e . g . , K , Na, Ca , N) are found in existing battery - grade lithium metal . • F ormation of dendrites, which are microscopic fibers that can expand into the electrolyte, in some instances short - circuits the battery causing premature fai

  8. Slide 8: Intellectual Property

    INTELLECTUAL PROPERTY • ALPE engaged K&L Gates in 2015 to implement IP strategy . • Initial 201 3 ALPE patent portfolio was broadened and strengthened and now includes filings for international markets . • The Company is securing additional IP related to other aspects of its core technology. • ALPE

  9. Slide 9: The Lithium Battery Market

    The Lithium Battery Market

  10. Slide 10: Total Battery Demand 2025 Forecasts

    10 Christophe PILLOT + 33 1 47 78 46 00 c.pillot@avicenne.com Battery Market Development for Consumer Electronics, Automotive, and Industrial BATTERIES 2014 September24 –26, 2014 NICE, FRANCE TOTAL BATTERYDEMAND 2025 FORECASTS EV, HEV & P-HEV Battery needs (MWh) CAGR 2013-2025: +20% Total battery de

  11. Slide 11: Total Battery Demand 2025 Forecasts

    11 Christophe PILLOT + 33 1 47 78 46 00 c.pillot@avicenne.com Battery Market Development for Consumer Electronics, Automotive, and Industrial BATTERIES 2014 September24 –26, 2014 NICE, FRANCE TOTAL BATTERYDEMAND 2025 FORECASTS EV, HEV & P-HEV Battery needs (MWh) CAGR 2013-2025: +20% Total battery de

  12. Slide 12: Company Information

    Company Information

  13. Slide 13: Corporate Technology Partnerships

    13 Corporate Technology Partnerships 2013 2014 2015 2016 October 2015 Steve Fludder joins as CEO January 201 4 SR A at CUNY ’ s new Advanced Science Resea r ch Center J anuary 2016 Commencement of collaboration & Scale - up at Argonne National Lab October 2015 Commencement of Collaboration with Prin

  14. Slide 14: R&D / Product Development Center

    14 R&D / / PRODUCT DEVELOPMENT CENTER • 8 , 000 Sq . Ft . facility with high tech lab and product development operations • Global HQ, New York, USA • Innovative iPark Hudson development with Tech . , Bio/Pharma and innovation incubators in historic Otis elevator manufacturing plant . • Lease effecti

  15. Slide 15: Potential Inflection Point and 2017 Budget

    15 • a lpha - En is at a potential inflection point • Technology has been characterized • Customer Samples are Ramping Up • Opening of new R&D and Product Development Center • Staffing up Scientists, Engineers and Corporate functions • I ncrease in business development and sample production RAMPING

  16. Slide 16: The Team

    The Team

  17. Slide 17: Leadership

    17 LEADERSHIP Jerome I . Feldman, Founder & Chairman of the Board Mr . Feldman has devoted his life to searching for new inventions and bringing them to market . He founded National Patent Development Corporation in 1959 , which evolved over many years into G P Strategies , Inc . Mr . Feldman has ta

  18. Slide 18: Scientific Advisory Board

    18 SCIENTIFIC ADVISORY BOARD Roald Hoffman n , Nobel Laureate (Chemistry) , Chairman of Scientific Advisory Board Roald Hoffmann is currently Professor Emeritus of Chemistry at Cornell University, which he joined in 1965 . In 1981 , Dr . Hoffmann received the Nobel Prize in Chemistry for his work on

  19. Slide 19: Contact

    19 CONTACT alpha - En Corporation 120 White Plains Road Suite 425 Tarrytown, NY 10591 914 418 2000 www.alpha - encorp.com Steve Fludder , CEO steve.fludder@alpha - encorp.com Thomas Suppanz , Director of Finance tsuppanz@alpha - encorp.com “The world we were born into is not the same one we live in

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