National Securities Depository Limited · BSE:NSDL
National Securities Depository — Investor Presentation (July 2023)
45 slides from National Securities Depository's investor presentation, July 2023
Slide 1: Know Your Demat Account
Know Your Demat Account Be A Prudent Investor
Slide 2: Indian Securities Market - Overview
Indian Securities Market - Overview Market Regulator SEBI Stocks and Commodities Other Depositories Derivative Intermediaries Exchanges Stock Brokers, RTAs, Mutual NSE, BSE, MSE, NSDL, CDSL Funds, MCX etc. Investment Advisors etc.
Slide 3: Starting Investment in Securities Market
Starting Investment in Securities Market Accounts Required Bank Account Trading or Broking Account Demat Account Many DPs offer a 3-in-1 account opening facility which gives you the convenience of opening a trading, demat and bank account – all together. Now many DPs are offering online demat accoun
Slide 4: About NSDL
About NSDL 1996 Demat accountholders First One of the leading present in 99.27% of Depository in Depositories in the world pincodes in India India Wide service network – all States and UTs No. of Service Centres – 59,682
Slide 5: Growing Custody Value
Growing Custody Value > 89% 294.45 337.39 Market Share 227.51 119.30 67.56 Dec. Dec. 2015 Dec. 2020 Dec. June 2023 2010 2021 Total Value of All Assets Held In All NSDL Demat Accounts in ₹ Lakh Crore
Slide 6: NSDL's Progress
NSDL’s Progress 350 Bank deposits and 302 300 NSDL Custody Value 250 244 200 186 172 169 160 155 146 150 140 Aggregate Bank Deposits 129 of All Scheduled Banks (in 117 ₹ Lakh Crore) 110 100 NSDL Demat Custody Value (in ₹ Lakh Crore) 50 Bank Deposit Source : RBI 0 Bulletins Mar. 31, 2017 Mar. 31, 201
Slide 7: NSDL's Progress
NSDL’s Progress GDP and NSDL GDPCustody Value and NSDL Custody Value 350 302 300 250 244 237 201 198 GDP at Market Price (in ₹ Lakh Crore) 200 190186 NSDL Demat Custody Value (in ₹ Lakh 171172 Crore) 154 160 146 150 100 50 GDP Source : https:// dbie.rbi.org.in/ 0 2016-17 2017-18 2018-19 2019-20 2020
Slide 8: Indian Securities Market - Depository System
Indian Securities Market - Depository System Issuer Company / RTA Clearing Corporation (NSE Clearing Other Depository Limited/ Indian Clearing Corporation Limited) DP 1 DP 2 Stock Broker / Stock Broker / Trading Member 1 Investor 1 Investor 2 Clearing Member 2
Slide 9: Services offered by Depository Participant
Services offered by Depository Participant Account Opening Change in account details Demat*, Remat of Account freeze securities, (Account level, ISIN Conversion & Redemption level of Mutual Fund Units and Quantity level) Transfer of securities** Pledge and Margin Pledge of securities *Even unlisted
Slide 10: Documents required for Opening Demat Account
Documents required for Opening Demat Account Aadhaar Officially Passpor Card Valid t Docume nt PAN Card Cancelled Driving License Voter Cheque or ID Bank Passbook Proof of Identity or Statement Proof of bank and Address (any of the above) account
Slide 11: Opening a Demat Account Online
Opening a Demat Account Online 1. All SEBI registered intermediaries need to fulfil ‘Know Your Customer’ (KYC) norms as primarily specified in PML Act, 2002 and PML Rules, 2005. 2. Accordingly, DPs and Stock Brokers collect Proof of Identity and Proof of Address documents from those who seek to obta
Slide 12: Mandatory KYC Information
Mandatory KYC Information From August 1, 2021, all Clients must provide following information at the time of account opening - 1. Name 2. Address 3. PAN (must be linked to Aadhaar) 4. Valid mobile number 5. Valid email ID 6. Income range Above information is required for all joint holders. All Exist
Slide 13: Mandatory Verification of email ID and Mobile Number
Mandatory Verification of email ID and Mobile Number 1. Depository may send SMS and email to the account holder at the mobile number and the email ID recorded in the demat account. 2. Verify your email ID and mobile number by clicking the link received. 3. Accounts where the mobile number or email I
Slide 14: Opening a Demat Account Online
Opening a Demat Account Online • Now DPs can conduct online KYC through website or a mobile application to open a demat account. • NSDL has enabled DPs to complete account opening process online. You may approach your DP to know if it is offering online NSDL demat account opening facility. Upload ID
Slide 15: Features of Demat Account
Features of Demat Account No minimum balance required Account can be opened for a minor One person can have multiple Demat accounts with same or different DPs Joint Account can not be operated on ‘either or survivor’ basis Account can not be opened on your behalf by stock broker holding Power
Slide 16: Transposition Cum Demat Facility
Transposition Cum Demat Facility Name in the Share Certificate Demat Account A and B Two holders Or A and B B and A A , B, C Or A, C, B Or B, A, C Three holders A, B and C Or B, C, A Or C, A, B Or C, B, A Submit Demat Request Form (DRF) along with Transposition form to your DP.
Slide 17: Nomination
Nomination 1. Nomination is Not mandatory but recommended. If you do not wish to nominate, submit a declaration for ‘No Nomination’. 2. Any Individual can be a nominee. 3. Minor, NRI and Power of Attorney holder can be nominated. 4. Nominee can be added / changed any time. 5. Up to three nominees ca
Slide 18: Nomination in Demat Account
Nomination in Demat Account 6. No compulsion that nominee must have a demat account at the time of nomination. 7. Only account holder can nominate, Power of Attorney holder can not nominate. 8. Existing clients who have not given nominee details, must provide the same or a declaration for ‘No Nomina
Slide 19: Be a Prudent Investor
Be a Prudent Investor @ NSDL Technology, Trust & Reach [PT Q Advanced Search Investor Meets For detail search click on the link below: - Forthcoming Investor Awareness | © DP Search Programmes © Company Search Admission is free for all Investors © Circular Search © Mutual Fund Scheme Search ONews Ex
Slide 20: Transmission Cum Demat Facility
Transmission Cum Demat Facility Share Certificate In the event of Demat Account A and B Death of one of the joint holders Or B –A B and A A and B C (Legal heir) Or Death of both holders – A & B B and A Submit DRF along with death certificate (s) and Transmission request to your DP.
Slide 21: Basic Services Demat Account
Basic Services Demat Account 1. BSDA is just like a regular Demat account except that it has 0 or maximum ₹100 Annual Maintenance Charges (AMC). 2. Individual who has only one Demat account as the sole or first holder, across depositories.
Slide 22: Basic Services Demat Account
Basic Services Demat Account Annual Maintenance Charges Value of Value of other Total debt than Value AMC ₹ securitie debt ₹ s₹ securitie s₹ Up to Up to 1 Up to 1.50 0 Lakh 50,000 Lakh Maximu 1 to 2 50,000 to Up to m Lakh 2 Lakh 4 Lakh 100 As per Over 2 Over 2 Over 4 regular
Slide 23: Online Closure and Shifting of Demat Account
Online Closure and Shifting of Demat Account 1. Account holder has a right to close his / her demat account. 2. Account can be closed by giving an Account Closure request to DP. It should be duly filled and signed by all the joint holders. 3. If your DP is offering online account opening, then accou
Slide 24: Use of your Demat Account
Use of your Demat Account 1. Apply for IPOs, NFOs and receive allotment directly in demat account by mentioning your DP ID and Client ID in application or subscription form. 2. Receive corporate benefits (bonus, rights etc.). 3. Cash benefits like dividend, interest or maturity amount payable on bon
Slide 25: NSDL Consolidated Account Statement
NSDL Consolidated Account Statement Introduced through budget announcement in 2014 Unique concept to show all investments at one place Includes investment in different securities across demat accounts and mutual fund folios Latest portfolio composition and valuation Register / Update your email ID a
Slide 26: NSDL's Investor Centric e-Services
NSDL’s Investor Centric e-Services • View holdings and valuation • View transactions, • e-Voting holdings and valuation • Submit delivery • Subscribe to CAS instruction • Update email ID for CAS * • Confirm e-DIS and off • View and download 12 NSDL Market Instruction (OTP) past CAS Speede - • Accept
Slide 27: e-Voting for Shareholders
e-Voting for Shareholders Shareholders have right to participate in decision making process of their company by voting on the resolutions. NSDL facilitates all Shareholders holding shares in paper or Demat form, with NSDL or other depository. e-Voting facilitates this process by removing the need fo
Slide 28: How to Use NSDL e-Voting Service?
How to Use NSDL e-Voting Service? Multiple options for Voting • NSDL e-Voting Portal - https://evoting.nsdl.com/ • NSDL Mobile App - Speede • IDeAS and SPEED-e facilities of NSDL • Through integration with other websites At venue - Voting using Tablets NSDL helps companies to conduct virtual m
Slide 29: Claiming Unclaimed Shares and Dividends
Claiming Unclaimed Shares and 1.Dividends All dividends and shares which remain unpaid or unclaimed for seven consecutive years, are transferred by respective companies to Investor Education and Protection Fund Authority. 2. IEPF Authority is a statutory body, constituted under the provisions of Com
Slide 30: How to Claim Unclaimed Shares and Dividends?
How to Claim Unclaimed Shares and Dividends? STEP 1 STEP 2 STEP 3 STEP 4 Register on Attach scanned www.iepf.gov.in and Take print of the Send all original images of documents receipt generated documents to the ‘Nodal submit claim in Form and Submit form IEPF-5 online and indemnity bond officer’ of
Slide 31: Key points on Anti-Money Laundering
Key points on Anti-Money Laundering Legislative and Regulatory References • Prevention of Money Laundering Act, 2002 • Prevention of Money Laundering (Rules), 2005 • SEBI Master Circular – October 15, 2019 What is Money Laundering (ML)? • Money Laundering is “the process in which the proceeds of cri
Slide 32: Key points for all Investors
Key points for all Investors Individuals: • Provide officially valid documents for proof of identity and address • Furnish correct information on income, occupation, business, marital status, etc. • Provide accurate financial information – salary or business income as applicable • Inform about any c
Slide 33: Be a Prudent Investor
Be a Prudent Investor Keep record of documents signed, account statements, contract notes received and payments made. Save important emails and take periodic back up of data. Change password of your online accounts frequently. Never share your passwords, OTP, CVV and PIN with any one. Never click on
Slide 34: Be a Prudent Investor
Be a Prudent Investor Inform your DP about any change in your Personal Information such as address, bank account immediately. Always mention your Mobile Number and email ID in account opening form and keep them updated. NSDL publications and presentations are available in Hindi, English and other la
Slide 35: Be a Prudent Investor – Don'ts
Be a Prudent Investor – Don’ts Never deal with any unregistered or unauthorised market intermediary. Check on the SEBI’s website that your stock broker / authorised person, mutual fund distributor, investment advisor are registered with SEBI. Never invest with borrowed money. Avoid unnecessary loans
Slide 36: Be a Prudent Investor
Be a Prudent Investor Nominate Karo - Surakshit, Samajhdaar, | a NSDL aur Atmanirbhar Niveshak Bano! Tecate Hurry!! Last date is 30% September, 2023 ; r NOMINATE YOUR LOVED ONES TODAY!! Opting-in/Opting-out of nomination is mandatory in your Demat Account to avoid your account becoming inactive SCAN
Slide 37: Be a Prudent Investor
| Be a Prudent Investor @ NSDL Technology, Trust & Reach [PT Do Not Fall Prey To Stock Tips, Hot Picks etc. Circulated on Twitter, Instagram, WhatsApp, Telegram, Unsolicited SMS, YouTube Channels etc. Be a Prudent Invest nsult a SEB/ intsgiist red Investment Advisor and D i e Investing
Slide 38: Be a Prudent Investor
| Be a Prudent Investor @ NSDL Technology, Trust & Reach [PT Do Not Invest In Any Ponzi Scheme, Unregistered Collective Investment Scheme or Any Other Schemes Promising Unrealistic Returns
Slide 39: NSDL Newsletter for Investors
NSDL Newsletter for Investors The Financial Kaleidoscope – Free monthly newsletter Newsletter – The www.nsdl.co.in Education Financial Kaleidoscope
Slide 40: SEBI's Mobile App for Investor Education
SEBI’s Mobile App for Investor Education
Slide 41: If You are holding Securities in Paper form
If You are holding Securities in Paper form 1. Provide PAN, KYC information and Nomination to RTA / Company for all joint holders. 2. Get PAN and Aadhaar linked for all joint holders. 3. Folio may be frozen if not complied. 4. Electronic interface provided by company / RTA for various service reques
Slide 42: Grievances Redressal
Grievances Redressal Read Investor Charter at www.nsdl.co.in Education 1. Lodge your complaint with SEBI at www.scores.gov.in/ or SEBI Mobile App - SCORES 2. SEBI Toll free helpline - 18002667575 / 1800227575 3. NSDL helpline - 022-48867000/022- 24997000 4. Online submission of Grievances at www.n
Slide 43: More Information / Useful References
More Information / Useful References 1. SEBI website - www.sebi.gov.in and https://investor.sebi.gov.in/ 2. NISM website - www.nism.ac.in (NISM conducts many certification programs) 3. National Centre for Financial Education - https://www.ncfe.org.in/ 4. Platform for Investor Education - https://pie
Slide 44: Follow us on
Demat Ki Paathshala - An initiative by NSDL for Investor Education Follow us on
Slide 45: THANK YOU
THANK YOU We welcome your feedback and suggestions about this program at www.nsdl.co.in / info@nsdl.com
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