Atossa Therapeutics, Inc. · NASDAQ:ATOS

Atossa Therapeutics — Atossa Genetics — Corporate Update (February 2018)

31 slides from Atossa Therapeutics's corporate update, Feb 1, 2018

  1. Slide 1: Endoxifen Clinical Update

    Endoxifen Clinical Update February 1, 2018 107 Spring Street • Seattle, WA 98104 USA

  2. Slide 2: Forward-looking Statements

    Some of the information presented herein may contain projections or other forward - looking statements regarding future events or the future financial performance of the Company which the Company undertakes no obligation to update. These statements are based on management’s current expectations and

  3. Slide 3: Additional Data Announced Today: Oral Endoxifen May Solve the Tamoxifen Delay

    Additional Data Announced Today 3 Atossa Oral Endoxifen May Solve the “Tamoxifen Delay” Endoxifen Source Time to Steady State Oral Tamoxifen (daily) Approx. 50 to 200 days (1) Atossa Oral Endoxifen (daily) 7 days (1) https ://www.ncbi.nlm.nih.gov/pmc/articles/PMC3357105/

  4. Slide 4: Oral Endoxifen may solve the Tamoxifen Delay

    Additional Data Announced Today 4 Oral Endoxifen may solve the “Tamoxifen Delay” • Low Endoxifen levels in breast cancer patients who take oral tamoxifen correlate with an increased risk of developing new tumors or recurrence • Steady - state of Endoxifen in the serum as a metabolite from daily oral

  5. Slide 5: Discussion Topics

    Discussion Topics • Atossa Genetics Overview • Endoxifen Clinical Update • Upcoming Milestones 5

  6. Slide 6: Atossa Genetics Overview

    Atossa Genetics Overview @Atossa GENETICS 6

  7. Slide 7: About Atossa

    About Atossa (NASDAQ: ATOS) 7 - Clinical - stage company - Novel pharmaceuticals - Novel drug delivery methods - Breast cancer & other breast conditions

  8. Slide 8: Recent capitalization improvements

    Corporate Update 8 Recent capitalization improvements: • Cash at Sept. 30, 2017: $2.8M • Capital raise Dec. 20, 2017: $1.4M • Capital raise Oct. 30, 2017: $5.5M • Warrants from Apr. 2017 financing: all exercised

  9. Slide 9: Our Drug and Delivery Programs

    Our Drug and Delivery Programs 9 Drug Programs Using our Proprietary Endoxifen: • Topical Endoxifen - For mammographic breast density (MBD) reduction • Oral Endoxifen - For “tamoxifen - refractory” patients

  10. Slide 10: Our Drug and Delivery Programs, Cont.

    Our Drug and Delivery Programs, Cont. 10 Two Programs Using Proprietary Microcatheter Technology: • Microcatheters for Transpapillary CAR - T Delivery: (TRAP CAR - T) – In R&D phase with goals of reducing toxicity, improving efficacy and the potential of T - cells migrating along the lymphatic pathw

  11. Slide 11: The Unmet Need

    The Unmet Need 11 Intraductal Microcatheters ATOS microcatheter technology may: • Increase drug to tumor ratio • Improve efficacy • Reduce toxicity • CAR - T cells may follow lymphatic migration of cancer Topical Endoxifen for MBD • No FDA approved treatment • 10 million women (1) Oral Endoxifen for

  12. Slide 12: Breast Cancer Timeline

    Suspicious Lump Biopsy Surgery and Radiation/ Chemotherapy Diagnosis Breast Cancer Timeline Tamoxifen (5 years) Intraductal : - Fulvestrant - TRAP CAR - T Oral Endoxifen Neoadjuvant Phase Adjuvant Phase Prevention Window Topical Endoxifen High Density via Mammography 12

  13. Slide 13: Oral Endoxifen

    Oral Endoxifen @Atossa GENETICS 13

  14. Slide 14: Tamoxifen Metabolites

    Altered availability of active tamoxifen metabolites regulated by drug - metabolizing enzymes such as CYP2D6 can cause tamoxifen resistance Endoxifen is the primary metabolite responsible for the overall effectiveness of tamoxifen Compound Plasma Level (nM) IC 50 Estrogen Receptor Effect (nM) PL/IC

  15. Slide 15: Endoxifen - Overview

    Endoxifen - Overview 15 • Most active metabolite of tamoxifen • Tamoxifen has been widely studied • Tamoxifen is a pro - drug • Up to 50% of patients can’t make enough Endoxifen (1) Tamoxifen Endoxifen (1) Breast Care (Basel): Clinical Relevance of CYP2D6 Genetics for Tamoxifen Response in Breast Ca

  16. Slide 16: Low Endoxifen correlates with increased risk of breast cancer

    Endoxifen 16 Low Endoxifen correlates with increased risk of breast cancer • 1. J Natl Cancer Inst 2011;103:744 – 752 2. Cuzick J, et al. J Natl Cancer Inst 2004 3. https:// www.ncbi.nlm.nih.gov / pmc /articles/PMC3081375/

  17. Slide 17: Why Endoxifen?

    • Low levels of circulating Endoxifen during tamoxifen adjuvant therapy correlate to an increased risk of recurrent or new breast cancers • Identified as an independent risk factor • Known and unknown causes for low endoxifen levels during tamoxifen therapy • Most active tamoxifen metabolite • It ma

  18. Slide 18: Emerging Unmet Medical Need

    • Tamoxifen Treatment Delay – 100% of patients get no treatment effect when just starting tamoxifen • Tamoxifen Refractory Patients – Up to 50% of patients fail to achieve therapeutic endoxifen blood levels ever • Approximately 30 nM is therapeutic threshold – Only option is aromatase inhibitors • S

  19. Slide 19: Large Market Opportunities

    Large Market Opportunities 19 Intraductal Fulvestrant : $800M U.S. market in DCIS pre - surgery and replacement to surgery (Defined Health 1/17) TRAP CAR - T: TBD U.S. Market Triple neg. – 37k patients/yr.; can’t use hormone therapy The Need: Breast Cancer Statistics • 250,000+ cancers and 60,000 DC

  20. Slide 20: Phase Study

    Phase 1 Study @Atossa 20 NETICS

  21. Slide 21: Final Study Conclusions

    All study objectives successfully achieved – Safety: There were no clinically significant safety signals and no clinically significant or serious adverse events in participants receiving oral Endoxifen . – Tolerability: Oral Endoxifen was well tolerated at each dose level throughout the study . – Ph

  22. Slide 22: Final Study Conclusion (cont.)

    Final Study Conclusion (cont.) 22 Atossa Oral Endoxifen May Solve the “Tamoxifen Delay” Endoxifen Source Time to Steady State Oral Tamoxifen (daily) Approx. 50 to 200 days (1) Atossa Oral Endoxifen (daily) 7 days (1) https ://www.ncbi.nlm.nih.gov/pmc/articles/PMC3357105/

  23. Slide 23: Additional Data Announced Today

    Additional Data Announced Today 23 Atossa Oral Endoxifen may solve the “ Tamoxifen Delay” • Low Endoxifen levels in breast cancer patients who take oral tamoxifen correlate with an increased risk of developing new tumors or recurrence • Steady - state of Endoxifen in the serum as a metabolite from d

  24. Slide 24: Pharmacokinetics Summary

    Pharmacokinetics Summary 24 Oral Endoxifen yielded blood levels that met or exceeded the published therapeutic levels in the adjuvant setting in breast cancer patients. Both the extent and the rate of endoxifen delivery to the systemic circulation is therapeutically attractive

  25. Slide 25: Single Dose Pharmacokinetics Summary – Oral Study

    Single Dose Pharmacokinetics Time, hours Pharmacokinetics Summary – Oral Study 25 Potential Therapeutic Level Time to maximum Endoxifen level is less than 8 hours

  26. Slide 26: Oral Tamoxifen Yields Much Slower Blood Levels of Endoxifen

    Oral Tamoxifen Yields Much Slower Blood Levels of Endoxifen 50 to >200 days to reach endoxifen steady - state levels Reference: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3357105/ The difference is metabolizer status 26 Oral Tamoxifen Pharmacokinetics

  27. Slide 27: Why Are Rapid Blood Levels Important?

    Why Are Rapid Blood Levels Important? 27 Oral Endoxifen Pharmacokinetics

  28. Slide 28: Endoxifen / Tamoxifen – Treatment Timeline

    Endoxifen / Tamoxifen – Treatment Timeline 29 Days +29 Days This is 25 th percentile on breast cancer growth rate in women 50 - 59, as measured by mammography (1) (1) https://breast - cancer - research.biomedcentral.com/articles/10.1186/bcr2092 Oral Endoxifen Oral Tamoxifen 28

  29. Slide 29: Upcoming Milestones

    TRAP CAR - T - Seeking partners Topical Endoxifen: Phase 2 study of MBD to open in Q1 ‘18 with Karolinska Institute Investigator in Stockholm Oral Endoxifen : Phase 2 study for patients refractory to Tamoxifen is planned to open in Q1 ‘18 Upcoming Milestones 29

  30. Slide 30: Seasoned Management

    30 Seasoned Management Steven Quay, MD, PhD Chairman, CEO and President Kyle Guse, CPA, ESQ, MBA CFO and General Counsel Janet Rose Rea, MSPH, RAC Sr. VP Regulatory, Quality and Clinical Affairs

  31. Slide 31: @ Atossa

    @ Atossa GENETICS NASDAQ: ATOS

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