Complii Fintech Solutions Ltd · ASX:CF1
Complii Fintech Solutions — Investor Presentation (May 2021)
21 slides from Complii Fintech Solutions's investor presentation, May 3, 2021
Slide 1: ASX Announcement: Investor Presentation
ASX Announcement 3 May 2021 For personal use only Investor Presentation Complii FinTech Solutions Limited “Complii” (CF1.ASX) is pleased to release an investor presentation featuring updates on the recent client signings, product releases and the strategy for growth. This announcement is authorised
Slide 2: Investor Presentation May 2021
For personal use only Investor Presentation May 2021
Slide 3: Complii FinTech Business Overview
Complii FinTech Business Overview For personal use only We are a digital platform which provides an electronic centralized framework to manage AFSL (Stockbroker/Financial Planner/Adviser) centric workflows for compliance, capital raising and operational efficiencies. 90+ Investment and advisory 3,50
Slide 4: Strong Momentum in March Q
Complii FinTech Strong Momentum in March Q For personal use only 75% Revenue Growth Q on Q Third Party Validation from with Costs Steady leading ASX broker AUSIEX 8 New clients signed since ASX listing on 17 December 2020 & Strong Uplift in ARR during Q 7 in Q3 FY21. The 75% increase in group revenu
Slide 5: Positioned for Growth
Complii FinTech Positioned for Growth For personal use only Complii’s competitive advantages sets it apart from other market offerings Modular Extensive Automated Flexible iOS/Android design functionality workflow API APP Pay for what Works for financial Huge Administrative Integrates data White lab
Slide 6: Complii Signs Agreement With AUSIEX
Complii Signs Agreement With AUSIEX For personal use only (Live date 3rd May 2021) Deal signed to AUSIEX, previously a AUSIEX is one of Validates technology provide services to subsidiary of Australia's most well- and confirms leading ASX broker Commonwealth Bank known providers of Complii's status
Slide 7: Existing Customers
For personal use only Existing Customers
Slide 8: Mandated Change for the Financial Advice Sector
Mandated Change For the Financial Advice Sector For personal use only Improved Compliance Standards Driven by the FASEA and the Financial Services Royal Commission (2017-19) INCREASED REGULATORY OBLIGATIONS CHANGING LANDSCAPE Increased control to the quality of advice Greater competition reducing se
Slide 9: Group Products
Group Products For personal use only Product suite solves the compliance and administration burden for AFSL holders Digital software platform designed Automated distribution of corporate Secure portal with inbuilt advisor messaging to automate, record and report on deals for bidding and bid electron
Slide 10: New Module: Financial Crimes Monitoring
New Module – Launched 3rd May 2021 Financial Crimes Monitoring For personal use only Complii is ensuring that AFSL's can be confident that suspicious trading activity can be readily identified and reported in accordance with relevant legislation and ASX trading rules Maintain customer account detail
Slide 11: New Module: Risk Management
New Module – Launched 3rd May 2021 Risk Management For personal use only Complii is helping ASFL's identify potential risks before they may occur Configurable multi-level hierarchy and dynamic Issue management workflow, core includes: object creation, linkage Action Items Escalation Risk management
Slide 12: Electronic Compliance System
Electronic Compliance System For personal use only Base Complii A secure digital platform that removes the need for paper based compliance. This customisable software has been o Account Details, o Client Portfolio, Orders and designed to automate, record and report on an AFS o Ledger with CMA balanc
Slide 13: Advisor Bid/Corporate Offer Letters
Advisor Bid/Corporate Offer Letters For personal use only Advisor Bid allows corporate deals to be distributed to advisors to bid on the deal and successful bids can be automatically sent to clients who have the option to electronically accept Term Sheet Builder Automated scale backs including pro-r
Slide 14: Account Fast
Account Fast For personal use only Account Fast is a new account opening App which allows client accounts to be established on the go Mobile application and Desktop version Client account is automatically available created in the Back Office System Create new accounts on the go via the APP Automatic
Slide 15: Client Portfolio Portal
Client Portfolio Portal For personal use only Client Portfolio Portal allows clients to log on securely to view their portfolio, ledgers, account balance, manage assets, update their client profile online, print end of financial year statements and contract notes, watch live prices and add stocks to
Slide 16: Think Caddie
Think Caddie For personal use only Think Caddie is a new platform that helps advisers and AFSLs meet their legislated CPD obligations by aggregating CPD content relevant to the industry from more than 200 financial services content providers Track e-learning and CPD progress Upload external material
Slide 17: Group Growth Strategy
Group Growth Strategy For personal use only Growth strategy is a layered approach, to build recurring subscription revenue Continue to Grow Organic Growth via Corporate Growth Engagement with Cross-Module Sales Stock Brokers Ensure existing clients are Acquisition of complementary aware of the full
Slide 18: Corporate Overview
Corporate Overview (as at 30th April 2021) For personal use only Complii business (the “Group”) strategy is an integrated digital ASX code CF1 compliance and capital raising service to the Financial Services industry Share price $0.040 Market capitalisation $11.96m Enterprise Value ~$7.44m Shares on
Slide 19: Group Company Board
Group Company Board For personal use only Craig Mason Alison Sarich Greg Gaunt Executive Chairman Managing Director Non-Executive Director Craig has over 30 years’ Alison brings strong Greg is a former Executive experience in the finance industry relationship management Chairman of the law firms Lav
Slide 20: Contact Information
For personal use only Contact Information Alison Sarich Craig Mason Lucas Robinson Managing Director Executive Chairman Investor Relations Complii Fintech Solutions Complii Fintech Solutions Corporate Storytime 0437 444 881 0408 228 889 0488 327 688 craig@ckmason.com lucas@corporatestorytime.com ali
Slide 21: Disclaimer
Disclaimer For personal use only This presentation has been prepared by Complii FinTech Solution Ltd (“Complii” or the “Company”) based on information available Forward looking statements to it as at the date of this presentation. The information in this presentation is provided in summary form and
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