Capital Securities Corp. · TWSE:6005
Capital Securities — Q1 2026 Earnings Presentation
33 slides from Capital Securities's earnings presentation, May 25, 2026
Slide 1: Capital Securities Corporation Institutional Investor Conference
Capital Securities Corporation Institutional Investor Conference May 2026 0
Slide 2: Disclaimer
Disclaimer The information (except numbers in financial statements) contained within the document has not been audited or reviewed by any accountant or independent third party. Capital Securities Corporation (the Company) makes no guarantee or warranties as to the accuracy, completeness or correctne
Slide 3: Presentation Outline
Presentation Outline Company Profile Operation Overview Prospect and Outlook Sustainability Development & Capital Securities’ Practices 2
Slide 4: Company Profile
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Slide 5: Shareholder Structure
Shareholder Structure Data as of March 29, 2026 Government Financial agencies institutions 0.82% Foreign 12.64% institutions and individuals Other juristic 17.65% persons 43.07% Individuals 25.82% 4
Slide 6: Basic Information
Basic Information Stock code: 6005 Paid-in capital: NTD21.709bn Number of branches in Taiwan: 53 Number of employees: 2,077 FEB20 Paid-in capital of NTD21.709bn Listed on TPEx in 1995 Paid-in capital of NTD4.08bn Listed on TWSE in 2005 Paid-in capital of NTD13.64bn Established in 1988 Paid-in capita
Slide 7: Deployment in Asia
Deployment in Asia Chengdu Shanghai TEL：86 28 6555 2888 TEL：86 21 5888 7188 FAX：86 28 6555 2999 FAX : 86 21 5888 2929 Add：Room 1708, Block C, Maoye Add：18F., New Shanghai Center, No. 28, North Tianfu Avenue, International Tower, No. 360 high-tech zone, Chengdu, Sichuan Pudong Nan Road, Province,P.R.
Slide 8: Non-operating Investments
Non-operating Investments 7
Slide 9: Non-operating Investments (continued)
Non-operating Investments (continued) Unit: 1,000 Book value as of Net income or loss Book value as of Net income or loss Region Name Currency Paid-in capital Mar 31, 2026 for JAN~MAR26 Apr 30, 2026 for JAN~APR26 Taiwan Capital Futures Corp. NTD 2,499,376 10,896,316 441,039 11,056,987 618,852 Capita
Slide 10: Organizational Structure
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Slide 11: Operation Overview
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Slide 12: Financial Data Over the Past Three Years
Financial Data Over the Past Three Years (NTD’000) Item 2023 2024 2025 JAN~MAR26 Consolidated net income 5,108,776 6,572,371 7,417,367 3,326,543 before tax Consolidated net income 4,570,993 5,402,075 6,326,123 3,102,122 Net income attributable to shareholders of the 4,131,510 4,883,776 5,735,934 2,9
Slide 13: Consolidated Balance Sheet (summary)
Consolidated Balance Sheet (summary) (NTD’000) Item Mar 31, 2025 Mar 31, 2026 Current assets 292,896,619 367,374,710 Non-current assets 25,894,460 25,865,065 Total assets 318,791,079 393,239,775 Current liabilities 258,031,039 331,735,961 Non-current liabilities 12,947,492 8,611,539 Total liabilitie
Slide 14: Consolidated Comprehensive Income Statement (summary)
Consolidated Comprehensive Income Statement (summary) (NTD’000) Item JAN~MAR25 JAN~MAR26 Revenue 3,988,568 7,131,080 Operating expenses and costs 3,414,764 4,909,620 Operating income 573,804 2,221,460 Other income and expenses 614,285 1,105,083 Net income before tax 1,188,089 3,326,543 Income tax ex
Slide 15: Earnings Breakdown by Major Business
Earnings Breakdown by Major Business JAN~MAR25 JAN~MAR26 60% 51% 50% 47% 40% 30% 26% 23% 22% 20% 18% 9% 10% 4% 0% Brokerage Proprietary trading & Underwriting & Others Non-operating investments Derivatives & Fixed income 14
Slide 16: Business Performance and Market Ranking
Business Performance and Market Ranking Figures in Market ranking in Item JAN~MAR26 JAN~MAR26 Market share in brokerage 3.48% 10 Market share in margin financing 5.11% 7 Trust business-AUM NTD18.351bn 7 Number of warrants issued 2,252 3 Value of warrants issued NTD18.1bn 3 Value of structured produc
Slide 17: Dividend Payout
Dividend Payout Unit: NTD EPS Stock dividend per share Cash dividend per share 2.64 2.50 2.42 2.25 2.00 1.9 1.50 1.00 1.65 1.31 1.5 1.33 0.50 0.39 0.39 0.4 0.00 2021 2022 2023 2024 2025 ※ The distribution of FY25 earnings has been approved by the BoD on April 10, 2026, pending the general shareholde
Slide 18: Capital Adequacy Ratio
Capital Adequacy Ratio Capital adequacy ratio Minimum capital adequacy ratio: 200% 400% 300% 279% 276% 272% 265% 267% 200% 100% 0% 3/31/2025 6/30/2025 9/30/2025 12/31/2025 3/31/2026 17
Slide 19: Ratings
Ratings Fitch Ratings Long-term Issuer Default Rating 2025 (IDR) BBB- National Long-term Rating A(twn) National Short-term Rating F1(twn) Outlook Stable 18
Slide 20: APR26 Operating Results
APR26 Operating Results Unit: NTD’000 Entity APR26 JAN~APR26 Net income before tax 2,601,426 5,622,910 Net income 2,324,540 5,217,786 EPS (NTD) 1.07 2.40 Consolidated APR26 JAN~APR26 Net income before tax 2,715,881 6,026,994 Net income 2,402,803 5,489,495 ※ Unaudited 19
Slide 21: JAN~APR26 Earnings Breakdown by Major Business
JAN~APR26 Earnings Breakdown by Major Business JAN~APR26 60% 50% 40% 39% 38% 30% 20% 16% 7% 10% 0% Brokerage Proprietary trading & Underwriting & Others Non-operating Derivatives & Fixed investments income ※ Unaudited 20
Slide 22: Business Performance and Market Ranking
Business Performance and Market Ranking Figures in Market ranking in Item JAN~APR26 JAN~APR26 Market share in brokerage 3.49% 10 Market share in margin financing 5.06% 8 Trust business-AUM NTD19.005bn 8 Number of warrants issued 2,814 3 Value of warrants issued NTD22.4bn 3 Value of structured produc
Slide 23: Prospect and Outlook
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Slide 24: Business philosophy: Our vision, Our belief
Business philosophy Our vision • To create long-term and rewarding partnerships with our clients by offering high value-added financial services which exceed client expectations Our belief • The Capital Group in Chinese means "benefit for many" which embodies our commitment to public interests and c
Slide 25: Business Development Plans
Business Development Plans 1 Wealth Management Strategy 2 The AI Dual-Engine Approach • Business Differentiation and Service • Stable returns: Implementing robo-advisory Specialization services to enhance client satisfaction • Providing Global Asset Allocation • Proprietary trading: Establishing AI-
Slide 26: Sustainability Development & Capital Securities' Practices
Sustainability Development & Capital Securities’ Practices 25
Slide 27: Sustainable Development Goals (SDGs)
Sustainable Development Goals (SDGs) The UN has proposed the 2030 Sustainable Development Agenda in 2015 with 17 Sustainable Development Goals (SDGs) that are key indicators of global sustainable development. These goals serve as indispensable indicators for the international community. As they are
Slide 28: List of Awards
List of Awards Our “Together We Give, We were honored by the Taiwan Hand in Hand for Charity Blood Services Foundation with Blood Drive” and “Capital the “Outstanding Blood Loves Reading” initiatives Donation Group of 2025 Award” were honored with the Excellence Award in Social Concern at the Linkin
Slide 29: Sustainable Development Practices
Sustainable Development Practices Our “Mazu Enthusiasm” Initiative Deepens Its Roots in Local Culture by Integrating Anti-Fraud Awareness & Sustainability Efforts to Promote Social Well-Being We mobilized over one hundred employees to participate in the Dajia Mazu Pilgrimage, setting up service boot
Slide 30: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Partnering with TSG GhostHawks to Champion Women, We Support Sports and Gender Equality We partnered with the TSG GhostHawks to host a themed event, combining International Women’s Day with the promotion of the values of confidence, beauty, and women’s e
Slide 31: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Investment and Financial Management Forums and Seminars • We hosted the “2Q26 Investment Outlook Briefing,” offering analysis of global economic conditions, the AI industry, and TAIEX trends. The forum focused on AI, semiconductors, energy, defense, and
Slide 32: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Launching Internal Carbon Pricing to Deepen Low-Carbon Governance and Net- Zero Transition We launched an internal carbon pricing initiative and hosted a practical workshop to integrate carbon emissions considerations into operational and management deci
Slide 33: Thank you!
Thank you! For any concerns, please contact the “165 Anti-Fraud Hotline” for verification. If you encounter any suspected fraudulent activity involving our company’s name, you may also Anti-fraud reach our anti-fraud consultation education line at 412-8878. Additionally, verification can be done thr