Catalyst Dynamic Alpha Fund Class A · NASDAQ:CPEAX
Catalyst Dynamic Alpha Fund Class A — Catalyst/SMH High Income Fund — Investor Presentation (November 2025)
10 slides from Catalyst Dynamic Alpha Fund Class A's investor presentation, Nov 25, 2025
Slide 1: Catalyst/SMH High Income Fund Presentation
CATALYST/SMH HIGH INCOME FUND FUND PRESENTATION HIIFX • HIICX • HIIIX Rated 5-stars by Morningstar for the period ending 9/30/2025, based on 5-year risk-adjusted returns (out of 547 Funds in the High Yield Bond category). Please see important disclosures at the end of this presentation. 20251125-500
Slide 2: Catalyst Capital Advisors LLC: The Investment Advisor
Catalyst Capital Advisors LLC The Investment Advisor ounded in 2006, the Catalyst mission is to offer F differentiated investment products to meet the needs of discerning financial advisors and their clients. Providing innovative strategies designed to C atalyst Funds offers a broad range of disti
Slide 3: SMH Capital Advisors LLC: The Sub-Advisor
SMH Capital Advisors LLC The Sub-Advisor Portfolio Managers Dwayne Moyers SMH President & CIO • 25 years industry experience Investment Manager, Founded in 1997, Fort Worth, TX • Bachelor degree in business administration from the • Discretionary wealth management services University of Texas at • V
Slide 4: Catalyst and SMH: A Strategic Partnership
Catalyst and SMH A Strategic Partnership Catalyst Funds HII Intelligent Alternatives • HII Strategy Running Since May 2008 • Catalyst Capital Advisors • Institutional Share Class • Sole Sub-Advisor for HII LLC is the Investment Inception in July 2013 • Research Focused Manager for HII •Advisor to In
Slide 5: Key Features of the Fund
HIIIX Key Features of the Fund Current Income Alpha driver With investment options in non-investment grade corporate Screens the entire high yield bonds, convertible securities, preferred stock, and other bond universe investment companies, the portfolio is developed with the objective to provid
Slide 6: Research-Driven Investment Process
Research-Driven Investment Process A bottom-up value type investment style with a primary focus on the balance sheet of the businesses. Total High Yield Universe: 2000+ Securities Discipline 1 Universe is reduced to 300-500 securities Credit Risk Reduction Discipline 2 Universe is reduced to 50-100
Slide 7: Inflation has Eroded Traditional Bond Fund Returns
Inflation has Eroded Traditional Bond Fund Returns HIIIX has the potential to mitigate these effects. $175 Real Return HIIIX $171.33 Investors have historically used 9/30/2015-9/30/2025 CPI ADJUSTED bonds in an effort to help stabilize $150 their portfolios and provide retirement income. However, ov
Slide 8: HIIIX Morningstar Ranking
HIIIX Morningstar Ranking HIIIX ranks in the top 1% of its Morningstar category. Over the past 10 years, the Catalyst/SMH High Income Fund (HIIIX) has provided significantly higher total return relative to the Bloomberg U.S. Aggregate Bond TR Index and ranks in the top 1% of its Morningstar category
Slide 9: Fund Performance
Fund Performance Performance & Risk Statistics Since Fund Inception Current Income 30-Day SEC Yield HIIIX Bloomberg US Agg Share Class Subsidized Unsubsidized Cumulative Return 52.93% 29.04% Class A 5.01% 4.48% Annualized Return 3.53% 2.10% Class C 4.50% 3.97% Standard Deviation 10.39% 4.70% Class I
Slide 10: Important Information
Important Information Alpha is a measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Beta is a measure of a fund’s sensitivity to market movements. Correlation is a statistical measure of how two securities move in rela
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