Netcapital Inc. · NASDAQ:NCPL

Netcapital — Investor Presentation (December 2020)

11 slides from Netcapital's investor presentation, December 2020

  1. Slide 1: A Fintech Leader in Private Capital Markets

    A Fintech Leader in Private Capital Markets December 2020

  2. Slide 2: Forward-Looking Statements

    Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of Netcapital Inc.’s management and are subject to significant risks and unce

  3. Slide 3: What We Do

    What We Do ● Incubate, accelerate, and empower private companies to grow ● Allow entrepreneurs to raise capital digitally ● Provide public access to early-stage investment opportunities ● Market offerings to investors using digital technology and personal relationships ● Connect clients with our dee

  4. Slide 4: Netcapital: Digital Private Markets Ecosystem

    Netcapital: Digital Private Markets Ecosystem ● SEC registered funding portal allows entrepreneurs to raise capital digitally Netcapital ● Provides public access to investments in early-stage companies netcapital.com ● Delivers potential liquidity for investors through a Secondary Transfer Platform

  5. Slide 5: Significant Opportunity for Online Private Markets

    Significant Opportunity for Online Private Markets ● U.S. private deal placements were more than $800 billion in 2019 (Pitchbook) “ "Private capital markets...have leapfrogged public markets to become ● $66 billion raised under exemptions 506(c) the most popular way for companies to and 4(a)(6) in 20

  6. Slide 6: Business Model

    Business Model Fee-based revenue model plus equity stakes ● 4.9% success fee (percentage of raise) ● Engagement and other fees Consulting fees plus equity stakes in select start-ups with disruptive technologies 6

  7. Slide 7: SEC Regulatory Changes Provide Tailwind

    SEC Regulatory Changes Provide Tailwind In March 2020, The Securities and Exchange Commission (SEC) proposed meaningful changes to multiple private securities exemptions. Proposed Changes to Reg CF: ● Raise limit to $5 M from $1.07 M ● Remove limits for accredited investors ● Non-accredited investor

  8. Slide 8: Netcapital: Strong, Scalable Business Model

    Netcapital: Strong, Scalable Business Model 75% success Dollars invested Volume traded New investors up rate of offerings have doubled through Secondary more than tenfold raised on the over past six Transfer Platform** over past year* platform months* has quadrupled over past six months* * through t

  9. Slide 9: Team

    Team Cecilia Lenk Coreen Kraysler, CFA Kathy Kraysler Jason Frishman CEO Netcapital Inc. CFO Netcapital Inc. CMO Netcapital Inc. CEO Netcapital Funding Portal Inc. ● Ph.D., Harvard ● S.M., MIT Sloan ● M.B.A., Yale ● B.S., Summa Cum Laude, ● Angel Investor, ● Former Morningstar 5-star ● Former Direct

  10. Slide 10: Investment Case Summary

    Investment Case Summary Powerful Fintech Leader in Private Capital Markets ● Proven, scalable technology allows entrepreneurs to raise capital digitally ● Significant opportunity for online private markets to disrupt traditional funding sources ● Regulatory changes create a tailwind ● Experienced lea

  11. Slide 11: Thank You

    Coreen Kraysler, CFA coreen.kraysler@netcapital.com Thank You 781-925-1700 https://netcapitalinc.com

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