Duke Energy Corporation (holding Company) · NYSE:DUK
Duke Energy Corporation (holding Company) — IPO Roadshow (April 2011)
16 slides from Duke Energy Corporation (holding Company)'s IPO roadshow presentation, Apr 11, 2011
Slide 1: Duke Energy PremierNotes
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Number 333-173282 DukeEnergyPremierNotes SM John Heffernan Joe Crapster Director, Corporate Finance Manager, Shareholder Communications
Slide 2: Registration statement and prospectus notice
Duke Energy Corporation has filed a registration statement (including a prospectus) with the United States Securities and Exchange Commission (the “SEC”) for the offering to which this communication relates. Before you invest, you should read the prospectus that isincluded inthatregistration stateme
Slide 3: Introducing PremierNotes
Introducing PremierNotes An investment opportunity offering individuals an easy way to invest directly in Duke Energy Corporation The Notes are an new unsecured and unsubordinated debt obligation of Duke Energy Duke Energy has consistently met its financial obligations throughout its history Premier
Slide 4: Duke Energy's Motivation for Program
Duke Energy’s Motivation for Program Why PremierNotes is beneficial for Duke Energy Provides an additional liquidity and funding source to supplement funds raised through the traditional sources Diversifying the company’s new debt sources helps to ensure access to capital in all market conditions an
Slide 5: Important Considerations
Important Considerations PremierNotes is not an employee benefit; no company matching Voluntary Participation Contact the PremierNotes team for questions by calling us or visiting our website Consider the risks carefully before investing Investment risk of the notes Your personal financial exposure
Slide 6: Investment Risks
Investment Risks PremierNotes is a direct investment in Duke Energy and is not an investment in a diversified money market mutual fund PremierNotes is not FDIC insured and not guaranteed by Duke Energy or any of its subsidiaries PremierNotes is not rated by any rating agency and is not anticipated t
Slide 7: Program Attributes
Program Attributes Earn a higher return than typical bank checking, savings, or money market accounts Easy access via checks, ACH and wire transfers for both investments and redemptions Minimumrate to be 0.25% greater than the iMoneyNet Money Fund Average Higher balances have higher returns No admin
Slide 8: Investing in PremierNotes
Investing in PremierNotes There are five ways you can add to your PremierNotes investment: 1. Check Investment Mail a check for $50 ($1,000 for initial investment) or more with an accompanied investment slip 2. Automatic Investment Authorize PremierNotes to add the same amount to your Duke Energy Pr
Slide 9: Withdrawing any of your investment
Withdrawing any of your investment There are five ways you can redeem your investment at any time: 1.Check Redemption Unlimited check writing out of your PremierNotes investment ($250 minimum per check) 2.Written Redemption Redeem all or part of your investment by writing a letter to PremierNotes ($
Slide 10: How to make your initial investment
How to make your initial investment 1. Obtain an application by either requesting an Enrollment Kit or download the form from our website 2. Select and complete your initial investment option: A. Include a check for at least $1,000 or B. Choose the Duke Energy Employee Investment Option on the appli
Slide 11: What you can expect after your application is submitted
What you can expect after your application is submitted After your investment is open you will expect to receive : A Welcome Kit that includes: 1. Welcome letter 2. Checkbook, Investment Slips and Change of Address/Check Reorder Form 3. Program FAQ’s 4. Return envelope for future investments For tho
Slide 12: How to make changes
How to make changes To make changes to your investment information and features, must you contact us and we may require you to submit a change form to: Duke Energy PremierNotes P.O. Box 75708 Chicago, IL 60675-5708 Change forms can be downloaded on the website or mailed to your home Common changes i
Slide 13: How to close your investment
How to close your investment If youenrollintheprogramandlaterdetermine thisinvestment isnot meeting your financial goals, you may close your investment at any time by: 1. Request in writing that your investment be closed 2. Request by telephone that your investment be closed 13
Slide 14: Fee structure
Fee structure Service Fee Administrative Fees None Insufficient funds $20 Stop payment requests $15 Wire redemptions $15 Redemptions for less than $250 $10 Investment balance less than $1,000 $10/month 14
Slide 15: Current PremierNotes Rates
Current PremierNotes Rates Investment Amount Rate Yield Less than $10,000 1.30% 1.31% $10,000 to $49,999 1.50% 1.51% $50,000 to $250,000 1.70% 1.71% *Rates effective April 4, 2011 15
Slide 16: Questions?
Questions? For further information, please contact us at: Website www.duke-energy.com/premiernotes Phone 800-659-DUKE (3853) Email PremierNotes@duke-energy.com Mail Duke Energy PremierNotes P.O. Box 75708 Chicago, IL 60675-5708