Hong Kong Exchanges & Clearing — FINI Post-Webinar Q&A (October 2023)

5 slides from Hong Kong Exchanges & Clearing's conference presentation, Oct 9, 2023

Slide 1: Post-Webinar Q&A: Get #FiNIready2
Post-Webinar Q&A 9 October 2023 Get #FiNIready2
Slide 2: Post-Webinar Q&A (A1-A4)
Post-Webinar Q&A # Question Answer A1 Is the new FINI Parties List referring to the The new FINI Parties List will be a separate appendix to the Administrative Arrangements Letter, which is sent to the submission that is part of a listing application (Form Sponsors together with the Post-Hearing Let
Slide 3: Post-Webinar Q&A (A5-A8)
Post-Webinar Q&A # Question Answer A5 When inputting information in the IPO Reference The Exchange expects only the Designated Sponsor to submit or cancel an IPO case in FINI. The delegation to Legal Advisers is Data e-form, legal advisers are able to press the only limited to inputting information
Slide 4: Post-Webinar Q&A (A9-A10)
Post-Webinar Q&A # Question Answer A9 When is the latest time to upload the Allotment The deadline for the publication of the ARA on the Exchange’s e-submission system (“ESS”) is at 23:00 on T+1 (before ESS is Results Announcement (“ARA”)? Is it before the closed for maintenance during weekdays). Th
Slide 5: Post-Webinar Q&A (A14-A16)
Post-Webinar Q&A # Question Answer A14 Whom to contact for Placee List template not You may first contact the IPO Vetting Team assigned to the IPO issuer’s listing application. matching error please? A15 Is the ID type a mandatory field chosen from a drop You may input N/A in the “ID number” column