Monthly Return of Equity Issuer on Movement in Securities for the month ended 31 March 2021

Apr 8, 2021 at 7:07 AM UTC · Issued by Wai Chun Bio-Technology Ltd.

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :	31/3/2021
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	Wai Chun Bio-Technology Limited
Date Submitted	8 April 2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :	0660	Description :		N/A
								Authorised share
			No. of ordinary		Par value	capital
			shares		(HK$)	(HKS)
Balance at close of preceding month	4,000,000,000		HK$0.025			HK$100,000,000
Increase/(decrease)		Nil					Nil
Balance at close of the month		4,000,000,000		HK$0.025			HK$100,000,000

(2) Stock code :	N/A	Description :		N/A
								Authorised share
			No. of ordinary		Par value	capital
			shares		(HK$)	(HK$)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Page 1 of 10

2. Preference Shares

Stock code :

N/A

Description :

Convertible Preference Shares

Authorised share

No. of preference

Par value

capital

(HK$)

Balance at close of preceding month

81,600,000

HK$0.025

HK$2,040,000

Increase/(decrease)

Nil

Balance at close of the month

81,600,000

HK$0.025

HK$2,040,000

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

Authorised share

No. of other

Par value

capital

classes of shares

(HK$)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (HK$) :

HK$102,040,000

Page 2 of 10

II. Movements in Issued Share Capital

No. of ordinary shares

No. of preference No. of other classes

(1)

(2)

of shares

(Convertible

Balance at close of

Preference Shares)

preceding month

1,659,068,537

N/A

21,696,000

N/A

Increase/ (decrease)

during the month

Nil

N/A

Nil

N/A

Balance at close of the

month

1,659,068,537

N/A

21,696,000

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

option scheme

including EGM

approval date

Movement during the month

No. of new shares of

(dd/mm/yyyy) and

issuer issued during

issuer which may be

class of shares

the month pursuant

issued pursuant thereto

issuable

Granted

Exercised

Cancelled

Lapsed

thereto

as at close of the month

1. Share Options

Scheme

adopted on

22/07/2015

Exercise Price:

HK$0.72 per share

Date of grant:

16/07/2018

Ordinary shares

Nil

89,582,907

(Note 1)

(see Remarks 1 )

2.N/A

(

)

(Note 1)

3.N/A

(

)

(Note 1)

Total A. (Ordinary shares)

Nil

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise of

options (HK$)

Nil

Page 3 of 10

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

shares of

issuer which

issuer issued

may be issued

during the

pursuant

Currency of Nominal value at

Exercised

Nominal value

month

thereto as at

Description of warrants

nominal

close of

during the

at close of the

pursuant

close of the

(Date of expiry - dd/mm/yyyy)

value

preceding month

month

thereto

month

1. N/A

(	/	/	)
	Stock code (if listed)
	Class of shares
	issuable (Note 1)
	Subscription price
	EGM approval date
	(if applicable)
	(dd/mm/yyyy)
2. N/A


(	/	/	)
	Stock code (if listed)
	Class of shares
	issuable (Note 1)
	Subscription price
	EGM approval date
	(if applicable)
	(dd/mm/yyyy)
3. N/A


(	/	/	)
	Stock code (if listed)
	Class of shares
	issuable (Note 1)
	Subscription price
	EGM approval date
	(if applicable)
	(dd/mm/yyyy)
4. N/A


(	/	/	)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

)

Total B. (Ordinary shares)	N/A
(Preference shares)	N/A
(Other class)	N/A

Page 4 of 10

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

						No. of new
						shares of
					No. of new	issuer which
					shares of	may be
					issuer issued	issued
					during the	pursuant
	Currency of	Amount at close	Converted	Amount at	month	thereto as at
	amount	of preceding	during the	close of the	pursuant	close of the
Class and description	outstanding	month	month	month	thereto	month

1. Convertible Preference Shares (as stated under Item II-

"Movements in Issued Share

Capital" on page 3)

HK$

10,848,000

Nil

10,848,000

Nil

21,696,000

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

Ordinary Shares

HK$0.5 per convertible

Subscription price

preference share

EGM approval date

(if applicable)

(dd/mm/yyyy))

(8/4/2016)

2. Convertible Bonds

for principle amount of HK$67,000,000

HK$

23,480,000

Nil

23,480,000

Nil

558,333,333

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

Ordinary Shares

Conversion price:

HK$0.12 per conversion share

Subscription price

(subject to adjustment)

EGM approval date

(if applicable)

(dd/mm/yyyy)

( 25 / 11 / 2020 )

3. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
4. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

		Total C. (Ordinary shares)	Nil
		(Convertible Preference shares)	Nil
		(Other class)	N/A

			Page 5 of 10

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

					No. of new shares of	No. of new shares of
					issuer issued during	issuer which may be
Full particulars including EGM approval date (dd/mm/yyyy),				the month pursuant	issued pursuant thereto
if applicable, and class of shares issuable:				thereto	as at close of the month
1.	N/A


	(	/	/	)
	shares (Note 1)
2.	N/A


	(	/	/	)
	shares (Note 1)
3.	N/A


	(	/	/	)
	shares (Note 1)

	Total D. (Ordinary shares)	N/A
	(Preference shares)	N/A
	(Other class)	N/A

Page 6 of 10

Other Movements in Issued Share Capital

									No. of new
									shares of
							No. of new	issuer which
							shares of	may be
							issuer issued	issued
							during the	pursuant
								month	thereto as at
							pursuant	close of the
	Type of Issue						thereto	month
			Class of shares issuable			N/A

			(Note 1)
1.	Rights issue	At price : HK$	Issue and allotment	(	/	/	)

	date : (dd/mm/yyyy)

			EGM approval date:	(	/	/	)

			(dd/mm/yyyy)


			Class of shares issuable			N/A
			(Note 1)

2.	Open offer	At price : HK$	Issue and allotment	(	/	/	)
	date : (dd/mm/yyyy)


			EGM approval date:	(	/	/	)
			(dd/mm/yyyy)



			Class of shares issuable			N/A

			(Note 1)
3.	Placing	At price : HK$	Issue and allotment	(	/	/	)

	date : (dd/mm/yyyy)

			EGM approval date:	(	/	/	)

			(dd/mm/yyyy)


			Class of shares issuable			N/A

			(Note 1)
4.	Bonus issue		Issue and allotment	(	/	/	)

		date : (dd/mm/yyyy)

			EGM approval date:	(	/	/	)

(dd/mm/yyyy)

Page 7 of 10

No. of new

shares of

No. of new

issuer which

shares of

may be

issuer issued

issued

during the

pursuant

month

thereto as at

pursuant

close of the

Type of Issue

thereto

month

Class of shares issuable

N/A

(Note 1)

Scrip dividend

At price : HK$

Issue and allotment

(

)

date : (dd/mm/yyyy)

(

)

EGM approval date:

(dd/mm/yyyy)

Class

N/A

repurchased (Note 1)

Repurchase of

Cancellation date :

(

)

(dd/mm/yyyy)

EGM approval date:

(

)

(dd/mm/yyyy)

Class

N/A

redeemed (Note 1)

Redemption of

Redemption date :

(

)

(dd/mm/yyyy)

EGM approval date:

(

)

(dd/mm/yyyy)

		Class of shares issuable			N/A

		(Note 1)
8. Consideration issue At price : HK$		Issue and allotment	(	/	/	)

	date : (dd/mm/yyyy)
		(	/	/	)
		EGM approval date:

		(dd/mm/yyyy)

Page 8 of 10

No. of new

shares of

No. of new

issuer which

shares of

may be

issuer issued

issued

during the

pursuant

month

thereto as at

pursuant

close of the

Type of Issue

thereto

month

Class of shares issuable

N/A

(Note 1)

Capital

Issue and allotment

(

)

reorganisation

date : (dd/mm/yyyy)

EGM approval date:

(

)

(dd/mm/yyyy)

Class of shares issuable

N/A

(Note 1)

10.

Other

At price : HK$

Issue and allotment

(

)

(Please specify)

date : (dd/mm/yyyy)

EGM approval date:

(

)

(dd/mm/yyyy)

Total E.

(Ordinary shares)

N/A

(Preference shares)

N/A

(Other class)

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1)

Nil

(2)

N/A

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

all money due to the listed issuer in respect of the issue of securities has been received by it;
all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
all the securities of each class are in all respects identical (Note 3);

Page 9 of 10

all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;

all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

1. Exercisable period and validity period of the Share Options: From 16 July 2018 to 15 July 2023.

Submitted by:	Lam Ching Kui
Title:		Director

(Director, Secretary or other duly authorised officer)

Notes :

State the class of shares (e.g. ordinary, preference or other).
Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
"Identical" means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
If there is insufficient space, please append the prescribed continuation sheet.

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